Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elisa Meireles ChanCambridge Investment Research, Inc.NYLIFE Securities LLC06-03-2020
Peter James MorrisCambridge Investment Research, Inc.Park Avenue Securities LLC02-21-2020
Saul Frank FeingoldCambridge Investment Research, Inc.FSC Securities Corporation09-03-2019
David Mark DimensteinCambridge Investment Research, Inc.FSC Securities Corporation09-03-2019
Jed Reid BrandesCambridge Investment Research, Inc.FSC Securities Corporation09-03-2019
Carlos Omar OrtizCambridge Investment Research, Inc.FSC Securities Corporation09-03-2019
Devon Matthew CooneyCambridge Investment Research, Inc.Charles Schwab & Co., Inc.01-28-2019
Kevin James LostyCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-15-2018
Daniel Scott Chabott SrCambridge Investment Research, Inc.Cetera Advisors LLC02-16-2018
William Michael KrzesinskiCambridge Investment Research, Inc.Lincoln Financial Securities Corporation01-02-2018
Anthony Randall BartlettCambridge Investment Research, Inc.MML Investors Services, LLC11-10-2017
Peter James BacchiocchiCambridge Investment Research, Inc.Allstate Financial Services, LLC04-25-2017
Clinton McHoulCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2017
Michael Richard LaliberteCambridge Investment Research, Inc.MetLife Securities Inc.09-01-2016
Michael Ryan CrottyCambridge Investment Research, Inc.MML Investors Services, LLC01-22-2016
Shaun D SullivanCambridge Investment Research, Inc.Signator Investors, Inc.09-14-2015
Steven Jeremy HoffmanCambridge Investment Research, Inc.LPL Financial LLC06-29-2015
Michael James McNeelyCambridge Investment Research, Inc.Horace Mann Investors, Inc.06-18-2015
Theodore Sidney TigerCambridge Investment Research, Inc.LPL Financial LLC06-11-2015
Richard Thomas Hern JrCambridge Investment Research, Inc.First Advisors National, LLC01-08-2015
Sean Michael PettengillCambridge Investment Research, Inc.NYLIFE Securities LLC09-12-2014
Jeffrey Allen ShankCambridge Investment Research, Inc.Sicor Securities Inc04-07-2014
George Aristides GoulasCambridge Investment Research, Inc.New England Securities03-12-2014
Thomas John DukeCambridge Investment Research, Inc.Cetera Advisor Networks LLC12-02-2013
Dana Edmond GilpatrickCambridge Investment Research, Inc.Strategic Advisers LLC06-03-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.