Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfred Joseph MarcianoCambridge Investment Research, Inc.The Investment Center, Inc.$68001-03-2012
Brian Quinlan CorridanCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$50012-03-2018
Christopher James SeeleyCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$50011-19-2018
Douglas Charles NorbergCambridge Investment Research, Inc.Commonwealth Financial Network$50001-19-2017
Michael Ryan CrottyCambridge Investment Research, Inc.MML Investors Services, LLC$50001-22-2016
Jonathan Michael KoperniakCambridge Investment Research, Inc.Financial Foundations, Inc.$50009-25-2015
Jeffrey Allen ShankCambridge Investment Research, Inc.Sicor Securities Inc$50004-07-2014
Frank Albert SchoenrockCambridge Investment Research, Inc.Avantax Investment Services, Inc.$50008-01-2013
Tomas Michael CernCambridge Investment Research, Inc.MML Investors Services, LLC$50004-19-2013
Gabriel M AufieroCambridge Investment Research, Inc.LPL Financial LLC$50003-15-2012
Phillip George BredenCambridge Investment Research, Inc.LPL Financial LLC$50008-11-2011
Heide Uy LeeCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$50009-16-2010
Timothy Patrick HayesCambridge Investment Research, Inc.MetLife Securities Inc.$50008-04-2010
Michael Lawrence WalshCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$50008-24-2009
Saul Frank FeingoldCambridge Investment Research, Inc.FSC Securities Corporation$25009-03-2019
Andrew Robert LippmanCambridge Investment Research, Inc.American Portfolios Financial Services, Inc.$25003-12-2012
Richard Wyllie SingletonCambridge Investment Research, Inc.Edward Jones$25005-18-2011
Andrew Joseph SohnCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$25001-03-2011
Mark Edward PelletierCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$25001-03-2011
Robert Joseph SechristCambridge Investment Research, Inc.Mutual Service Corporation$25006-18-2009
Paul Sullivan ComoCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$18011-21-2017
Michael Von Von MosseCambridge Investment Research, Inc.Investors Capital Corp.$15001-02-2015
Edward Joseph GarbacikCambridge Investment Research, Inc.Commonwealth Financial Network$15005-24-2013
Kevin James LostyCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$10011-15-2018
Kathleen Wells PlouffCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$10011-21-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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