Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erik Louis KellerCambridge Investment Research, Inc.Harford Financial Group$15010-15-2010
Adam Willis FreelandCambridge Investment Research, Inc.Harford Financial Group$2510-15-2010
Melissa Marie MullanCambridge Investment Research, Inc.SagePoint Financial, Inc.10-15-2010
Chuck Woodruff WienckowskiCambridge Investment Research, Inc.Clifton Gunderson Financial Advisors L.L.C.11-01-2010
James J. DenoraCambridge Investment Research, Inc.MML Investors Services, LLC12-07-2010
Carl Michael StrozykCambridge Investment Research, Inc.H. Beck, Inc.$2503-01-2011
Jonathan Edward MichaelCambridge Investment Research, Inc.MML Investors Services, LLC07-01-2011
Andrew Henry LenichCambridge Investment Research, Inc.Prime Capital Services, Inc.11-11-2011
Kristin Michel RodriguezCambridge Investment Research, Inc.Glen Eagle Wealth, LLC$1006-15-2012
Douglas Anthony PotashCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$10010-12-2012
Samuel Power BoydCambridge Investment Research, Inc.LPL Financial LLC02-11-2013
Raymond Paul ForninoCambridge Investment Research, Inc.AXA Advisors, LLC04-25-2013
Michael Anthony D'AndreaCambridge Investment Research, Inc.Applied Financial Wisdom$1010-21-2013
Thomas WalshCambridge Investment Research, Inc.Fulcrum Securities, LLC04-21-2014
Lawrence Jay BriskinCambridge Investment Research, Inc.Planning Solutions Group, LLC05-01-2014
Jeremy A PearceCambridge Investment Research, Inc.Financial West Group05-28-2015
Geoffrey Michael TomasettiCambridge Investment Research, Inc.CUNA Brokerage Services, Inc.$5005-29-2015
Harry Allen Swope Jr.Cambridge Investment Research, Inc.Lincoln Investment11-04-2015
Frances Ann TolerCambridge Investment Research, Inc.NYLIFE Securities LLC$2511-16-2015
Laura Elizabeth JohnsonCambridge Investment Research, Inc.Cetera Advisors LLC$5005-04-2016
Christopher J GordonCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$1407-11-2016
Sean Michael WilliamsCambridge Investment Research, Inc.Waddell & Reed07-22-2016
David Mitchell RivlinCambridge Investment Research, Inc.LPL Financial LLC12-05-2016
Lorie Ann ScheibelCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation05-23-2017
Phyllis Rice MitchellCambridge Investment Research, Inc.National Planning Corporation$10010-17-2017
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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