Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Troy Dean LennoxCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2009
Harold B Gordy IIICambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2009
Steven Joseph KillianyCambridge Investment Research, Inc.MML Investors Services, LLC03-04-2010
Paul Matthew SmetonCambridge Investment Research, Inc.SagePoint Financial, Inc.10-15-2010
Melissa Marie MullanCambridge Investment Research, Inc.SagePoint Financial, Inc.10-15-2010
Erik Louis KellerCambridge Investment Research, Inc.Harford Financial Group$5010-15-2010
Adam Willis FreelandCambridge Investment Research, Inc.Harford Financial Group10-15-2010
Chuck Woodruff WienckowskiCambridge Investment Research, Inc.Clifton Gunderson Financial Advisors L.L.C.11-01-2010
James J DenoraCambridge Investment Research, Inc.MML Investors Services, LLC12-07-2010
Carl Michael StrozykCambridge Investment Research, Inc.H. Beck, Inc.$2503-01-2011
Jonathan Edward MichaelCambridge Investment Research, Inc.MML Investors Services, LLC07-01-2011
Lenard Seth CohenCambridge Investment Research, Inc.Walnut Street Securities, Inc.$2509-06-2011
Andrew Henry LenichCambridge Investment Research, Inc.Prime Capital Services, Inc.11-11-2011
Kristin Michel RodriguezCambridge Investment Research, Inc.Glen Eagle Wealth, LLC06-15-2012
Douglas Anthony PotashCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$2710-12-2012
Charles Robert AldermanCambridge Investment Research, Inc.Lincoln Financial Securities Corporation11-16-2012
Jennifer Lightcap JohnsonCambridge Investment Research, Inc.PlanMember Securities Corporation01-17-2013
Paul Andrew HynesCambridge Investment Research, Inc.PlanMember Securities Corporation05-17-2013
Gary Lewis McPherson IICambridge Investment Research, Inc.Securian Financial Services, Inc.$2510-01-2013
James Ardmore BradleyCambridge Investment Research, Inc.Securian Financial Services, Inc.10-01-2013
Michael Anthony DAndreaCambridge Investment Research, Inc.Applied Financial Wisdom10-21-2013
Victorino Santos ManlapazCambridge Investment Research, Inc.LPL Financial LLC$25011-04-2013
Erin Gay WillisCambridge Investment Research, Inc.LPL Financial LLC$6911-05-2013
Thomas WalshCambridge Investment Research, Inc.Fulcrum Securities, LLC04-21-2014
Lawrence Jay BriskinCambridge Investment Research, Inc.Planning Solutions Group, LLC$15005-01-2014
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Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.