Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Willis FreelandCambridge Investment Research, Inc.Harford Financial Group10-15-2010
Andrea Louise HastingsCambridge Investment Research, Inc.National Planning Corporation$3510-18-2017
Andrew Henry LenichCambridge Investment Research, Inc.Prime Capital Services, Inc.11-11-2011
Andrew J TaylorCambridge Investment Research, Inc.Verus Capital Partners, LLC08-10-2020
Brian Ray GrimesCambridge Investment Research, Inc.Lincoln Investment$5011-02-2015
Bryan Christopher BeamerCambridge Investment Research, Inc.Ameriprise Financial Services, LLC$50004-09-2018
Carl Michael StrozykCambridge Investment Research, Inc.H. Beck, Inc.$2503-01-2011
Caroline Nguyen AnthonyCambridge Investment Research, Inc.National Planning Corporation10-17-2017
Charles George Menk IIICambridge Investment Research, Inc.C. G. Menk & Associates, Inc.$10008-05-2016
Charles Robert AldermanCambridge Investment Research, Inc.Lincoln Financial Securities Corporation11-16-2012
Christopher J GordonCambridge Investment Research, Inc.Lincoln Financial Securities Corporation07-11-2016
Chuck Woodruff WienckowskiCambridge Investment Research, Inc.Clifton Gunderson Financial Advisors L.L.C.11-01-2010
Colt Robert MilesCambridge Investment Research, Inc.Equitable Advisors, LLC10-01-2019
David Mitchell RivlinCambridge Investment Research, Inc.LPL Financial LLC$1012-05-2016
Donald Edward BurkloCambridge Investment Research, Inc.Capital Analysts$2511-02-2015
Douglas Anthony PotashCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$2710-12-2012
Douglas Russell MadairyCambridge Investment Research, Inc.National Planning Corporation11-01-2017
Eladio Arturo SantiagoCambridge Investment Research, Inc.UBS Financial Services Inc.$10010-26-2018
Elaine RoeckleinCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Erik Louis KellerCambridge Investment Research, Inc.Harford Financial Group$5010-15-2010
Erin Gay WillisCambridge Investment Research, Inc.LPL Financial LLC$6911-05-2013
Frances Ann TolerCambridge Investment Research, Inc.Eagle Strategies LLC11-16-2015
Gail Elaine LudwigCambridge Investment Research, Inc.National Planning Corporation10-18-2017
Gary Lewis McPherson IICambridge Investment Research, Inc.Securian Financial Services, Inc.$2510-01-2013
Geoffrey Michael TomasettiCambridge Investment Research, Inc.CUNA Brokerage Services, Inc.$5005-29-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.