Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Lawrence SmithCambridge Investment Research, Inc.Securities America, Inc.$5008-15-2019
Jason Thomas ArbetterCambridge Investment Research, Inc.Securities America, Inc.08-15-2019
Mark Lawrence SmithCambridge Investment Research, Inc.Securities America, Inc.$5008-15-2019
Jason Thomas ArbetterCambridge Investment Research, Inc.Securities America, Inc.08-15-2019
Mark Robert VandenbrandenCambridge Investment Research, Inc.Innovation Partners LLC07-18-2019
Mark Robert VandenbrandenCambridge Investment Research, Inc.Innovation Partners LLC07-18-2019
Alexander Mathew WeberCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-12-2019
Joyce Anora WardwellCambridge Investment Research, Inc.J.P. Morgan Securities LLC04-22-2019
Max Nicholas KramerCambridge Investment Research, Inc.Gradient Securities, LLC04-02-2019
Todd Aaron SterlingCambridge Investment Research, Inc.Waddell & Reed02-22-2019
Todd Alan ArnerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$5002-01-2019
Stephen John NiezgodaCambridge Investment Research, Inc.LPL Financial LLC$2511-16-2018
Mitchell Ernest Bonnett Jr.Cambridge Investment Research, Inc.LPL Financial LLC08-31-2018
Edward J. Maedel LlCambridge Investment Research, Inc.Sigma Financial Corporation07-09-2018
Joshua Jon BeitelCambridge Investment Research, Inc.Cetera Investment Services LLC05-15-2018
Jeanne Suzanne GerstCambridge Investment Research, Inc.INVEST Financial Corporation03-05-2018
Christopher P. NickelCambridge Investment Research, Inc.SII Investments, Inc.$5012-01-2017
Larry Alan MengerinkCambridge Investment Research, Inc.SII Investments, Inc.12-01-2017
Thomas Edward KrautCambridge Investment Research, Inc.SII Investments, Inc.11-17-2017
Jeffrey Curtis BrindleyCambridge Investment Research, Inc.Waddell & Reed10-23-2017
James Michael TaegelCambridge Investment Research, Inc.National Planning Corporation10-16-2017
Anthony Guido LaroccaCambridge Investment Research, Inc.National Planning Corporation10-16-2017
Kelly Lynn BoydCambridge Investment Research, Inc.National Planning Corporation10-05-2017
Scott Cameron RooneyCambridge Investment Research, Inc.National Planning Corporation10-05-2017
Brad Allen WoodsCambridge Investment Research, Inc.CUNA Brokerage Services, Inc.$5009-27-2017
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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