Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Dale OskeyCambridge Investment Research, Inc.LPL Financial LLC02-01-2017
Alexander Mathew WeberCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-12-2019
Alexander Seiji PotterCambridge Investment Research, Inc.MML Investors Services, LLC08-08-2017
Anita Louise RitterCambridge Investment Research, Inc.Edward Jones$1005-05-2011
Anthony Guido LaroccaCambridge Investment Research, Inc.National Planning Corporation10-16-2017
Anthony John RighiCambridge Investment Research, Inc.Sigma Financial Corporation01-19-2017
Archie Abel Blood Jr.Cambridge Investment Research, Inc.CFD Investments, Inc.$2506-01-2011
Arthur Martinez MojaresCambridge Investment Research, Inc.Sigma Financial Corporation$1006-30-2017
Brad Allen WoodsCambridge Investment Research, Inc.CUNA Brokerage Services, Inc.$5009-27-2017
Bradley David FathCambridge Investment Research, Inc.MML Investors Services, LLC$1004-26-2011
Brent Edward ShimmanCambridge Investment Research, Inc.Cetera Advisors LLC$2501-08-2010
Brian Matthew GormanCambridge Investment Research, Inc.First Heartland Capital, Inc.$10009-16-2013
Brian Paul SpitzleyCambridge Investment Research, Inc.NYLIFE Securities LLC$1309-01-2017
Brian Scott DudaCambridge Investment Research, Inc.MML Investors Services, LLC$5005-09-2017
Bruce Edward BosCambridge Investment Research, Inc.Waddell & Reed09-16-2013
Charles Edward ArcherCambridge Investment Research, Inc.Next Financial Group, Inc.12-03-2010
Christopher P. NickelCambridge Investment Research, Inc.SII Investments, Inc.$5012-01-2017
Curt Manfred HappoldCambridge Investment Research, Inc.Allstate Financial Services, LLC01-10-2013
Dale Eric RingerwoleCambridge Investment Research, Inc.HBW Securities LLC01-02-2014
David B. GrafCambridge Investment Research, Inc.MML Investors Services, LLC$1505-08-2017
David Edmund LendaCambridge Investment Research, Inc.Southeast Investments, N.C., Inc.$1006-28-2016
David Henry SmithCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$5005-06-2016
David Robert NewbillCambridge Investment Research, Inc.First Allied Securities, Inc.$1009-16-2014
Deborah Lee VanderjagtCambridge Investment Research, Inc.Royal Securities Company10-04-2013
Dewey Alan EngelsmaCambridge Investment Research, Inc.American Portfolios Financial Services, Inc.12-16-2014
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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