Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diane Moen WeyrickCambridge Investment Research, Inc.SCF Securities, Inc.$5007-02-2019
Kim Holland-LyonCambridge Investment Research, Inc.Securities Service Network, LLC12-01-2017
Michael John Olson Jr.Cambridge Investment Research, Inc.Principal Securities, Inc.12-01-2017
Cam Joel MaderCambridge Investment Research, Inc.SII Investments, Inc.$5011-29-2017
Christopher John LawCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Christopher William GuetzlaffCambridge Investment Research, Inc.INVEST Financial Corporation$1,00011-01-2017
Cynthia Jean O'MearaCambridge Investment Research, Inc.SII Investments, Inc.$10011-01-2017
David Jon RiphagenCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
James Marvin Scholljegerdes IICambridge Investment Research, Inc.SII Investments, Inc.11-01-2017
Marjean M OssefoortCambridge Investment Research, Inc.INVEST Financial Corporation$1011-01-2017
Michael John HartmannCambridge Investment Research, Inc.INVEST Financial Corporation$111-01-2017
Pamela Sue HeimdalCambridge Investment Research, Inc.INVEST Financial Corporation$111-01-2017
Peggy Joy MeierCambridge Investment Research, Inc.Investment Centers of America, Inc.$2511-01-2017
Steven Victor SkillenCambridge Investment Research, Inc.INVEST Financial Corporation$1011-01-2017
Teresa Ann HupCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
John Darren TuttCambridge Investment Research, Inc.SII Investments, Inc.10-27-2017
John E EhrenfeldCambridge Investment Research, Inc.SII Investments, Inc.10-27-2017
Scott T FlemingCambridge Investment Research, Inc.SII Investments, Inc.10-27-2017
Darren Lee EvavoldCambridge Investment Research, Inc.Investment Centers of America, Inc.$2510-16-2017
John Robert HinzCambridge Investment Research, Inc.Summit Brokerage Services, Inc.$2508-01-2017
Joseph Edward KlinkhammerCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC$5002-24-2017
Daniel Paul StolfaCambridge Investment Research, Inc.MetLife Securities Inc.11-02-2016
Henry Elmer LehnCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$2505-10-2016
Lisa Marie NesserCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-08-2016
Brad BarinskyCambridge Investment Research, Inc.Principal Securities, Inc.02-02-2016
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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