Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sandra Rose SchlaeferCambridge Investment Research, Inc.NYLIFE Securities LLC02-17-2009
Patricia Ellyn MurrayCambridge Investment Research, Inc.LPL Financial LLC05-01-2009
John Edward HanceCambridge Investment Research, Inc.The Capital Advisory Group Advisory Services, LLC$2506-19-2009
James Laurance GruningCambridge Investment Research, Inc.Investors Capital Corp.01-04-2010
Bret James FelknorCambridge Investment Research, Inc.New England Securities05-28-2010
Curtis Wayne SwensonCambridge Investment Research, Inc.Cetera Advisor Networks LLC$25006-01-2010
Alexander Morris KronickCambridge Investment Research, Inc.Cetera Advisor Networks LLC$2506-01-2010
Joseph Michael MillerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.11-29-2010
Thomas Lyle TollefsonCambridge Investment Research, Inc.Equitable Advisors, LLC04-01-2011
Daniel James HovlandCambridge Investment Research, Inc.Commonwealth Financial Network01-03-2012
Travis James StoryCambridge Investment Research, Inc.Allied Beacon Partners, Inc.01-03-2012
James Francis SchmitzCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$15006-11-2012
Wesley Thomas HoppeCambridge Investment Research, Inc.Wells Fargo Advisors Financial Network, LLC$3808-16-2012
Michael Joseph RyanCambridge Investment Research, Inc.Wells Fargo Advisors Financial Network, LLC$10008-16-2012
Thad Anthony JohnsonCambridge Investment Research, Inc.Woodbury Financial Services, Inc.10-01-2012
Norberto Carlos MoranCambridge Investment Research, Inc.Thrivent Investment Management Inc.05-31-2013
William Glenn BatemanCambridge Investment Research, Inc.Woodbury Financial Services, Inc.01-02-2014
Christopher L WayneCambridge Investment Research, Inc.Securities America, Inc.$1001-02-2014
William Harald KittelsonCambridge Investment Research, Inc.Park Avenue Securities LLC$5001-08-2014
Kimberly Marie FosterCambridge Investment Research, Inc.Securities America, Inc.05-23-2014
Christopher John HastingsCambridge Investment Research, Inc.Cetera Advisor Networks LLC12-22-2014
Richard Jon NessCambridge Investment Research, Inc.Thrivent Investment Management Inc.09-04-2015
Andrew James LatourelleCambridge Investment Research, Inc.MetLife Securities Inc.01-04-2016
Lisa Marie NesserCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-08-2016
Henry Elmer LehnCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-10-2016
Next Page »

Showing 1 to 25 of 57 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.