Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Harald KittelsonCambridge Investment Research, Inc.Park Avenue Securities LLC01-08-2014
William Glenn BatemanCambridge Investment Research, Inc.Woodbury Financial Services, Inc.01-02-2014
Travis James StoryCambridge Investment Research, Inc.Allied Beacon Partners, Inc.01-03-2012
Thomas Lyle TollefsonCambridge Investment Research, Inc.AXA Advisors, LLC04-01-2011
Thad Anthony JohnsonCambridge Investment Research, Inc.Woodbury Financial Services, Inc.10-01-2012
Teresa Ann HupCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Susan Marta StilesCambridge Investment Research, Inc.Commonwealth Financial Network03-01-2010
Steven Victor SkillenCambridge Investment Research, Inc.INVEST Financial Corporation$1011-01-2017
Steven T. LydenCambridge Investment Research, Inc.New England Securities10-01-2013
Scott T. FlemingCambridge Investment Research, Inc.SII Investments, Inc.10-27-2017
Scott Michael SiverhusCambridge Investment Research, Inc.Cetera Advisor Networks LLC$5006-01-2010
Sandra Rose SchlaeferCambridge Investment Research, Inc.NYLIFE Securities LLC02-17-2009
Sandra Lee FlomCambridge Investment Research, Inc.Voya Financial Advisors, Inc.07-27-2012
Samuel Thomas SchuetteCambridge Investment Research, Inc.Scottrade, Inc.06-01-2018
Richard Mark CochraneCambridge Investment Research, Inc.Workman Securities Corporation$1009-20-2011
Richard Jon NessCambridge Investment Research, Inc.Thrivent Investment Management Inc.09-04-2015
Peter John SchmitzCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2014
Peggy Joy MeierCambridge Investment Research, Inc.Investment Centers of America, Inc.$5011-01-2017
Paul Daniel WoolfreyCambridge Investment Research, Inc.Parkland Securities, LLC$2511-28-2011
Patrick James BrownCambridge Investment Research, Inc.Thrivent Investment Management Inc.01-15-2015
Patrice Marie MacgibbonCambridge Investment Research, Inc.Charles Schwab & Co., Inc.11-02-2012
Pamela Sue HeimdalCambridge Investment Research, Inc.INVEST Financial Corporation$1011-01-2017
Norberto Carlos MoranCambridge Investment Research, Inc.Thrivent Investment Management Inc.05-31-2013
Nicolas Stephen HartlageCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Nancy Anne Van De BergCambridge Investment Research, Inc.INVEST Financial Corporation$10011-01-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.