Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vickie Marie SteimleCambridge Investment Research, Inc.Woodbury Financial Services, Inc.11-04-2009
Judith Ann GriffinCambridge Investment Research, Inc.New England Securities12-10-2010
Steven Lewis StillmanCambridge Investment Research, Inc.PlanMember Securities Corporation04-01-2011
David Max GarrisonCambridge Investment Research, Inc.Securities America, Inc.05-16-2011
Troy Roland SchusterCambridge Investment Research, Inc.Securities America, Inc.$15005-16-2011
Thomas Robert Reed IIICambridge Investment Research, Inc.Sunset Financial Services, Inc.06-18-2012
Jeff Ryan LockerCambridge Investment Research, Inc.Sunset Financial Services, Inc.06-18-2012
Ronald Wayne KlenkeCambridge Investment Research, Inc.Sunset Financial Services, Inc.06-19-2012
Jeffrey Lynn ColemanCambridge Investment Research, Inc.Financial Telesis Inc$28407-17-2012
David Jay GrandCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$25006-07-2013
Baldasaro Bennie PalmentereCambridge Investment Research, Inc.Securities America, Inc.05-09-2014
Larry Louis KloppeCambridge Investment Research, Inc.LPL Financial LLC09-09-2014
Bradley Joseph BurdittCambridge Investment Research, Inc.Financial Telesis Inc$2509-15-2014
Michael Scott HammackCambridge Investment Research, Inc.Ameriprise Financial Services, LLC10-16-2014
Steven Edward FarrisCambridge Investment Research, Inc.U.S. Bancorp Investments, Inc.$5010-20-2014
Matthew Tyler ShullCambridge Investment Research, Inc.Pruco Securities, LLC.$25007-21-2015
William Dean GrahamCambridge Investment Research, Inc.LPL Financial LLC09-30-2015
Michael Benedict MoloneyCambridge Investment Research, Inc.Universal Financial Planning Consultants, Inc.09-30-2015
Mark Allen MertensCambridge Investment Research, Inc.Universal Financial Planning Consultants, Inc.09-30-2015
Ricky Fletcher RileyCambridge Investment Research, Inc.Smith, Moore & Co.$2511-02-2015
John George PileggiCambridge Investment Research, Inc.C C F Investments, Inc.01-04-2016
Erin Lane WidemanCambridge Investment Research, Inc.Money Concepts Capital Corp$10601-08-2016
Ronald Marshall KlineCambridge Investment Research, Inc.Parkland Securities, LLC01-14-2016
Ann Margaret CorbinCambridge Investment Research, Inc.MetLife Securities Inc.05-20-2016
John Raymond LowryCambridge Investment Research, Inc.VSR Financial Services, Inc.$1007-14-2016
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.