Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Garrett MorrisCambridge Investment Research, Inc.INVEST Financial Corporation$1010-11-2017
Ann Kathryn PauleyCambridge Investment Research, Inc.Woodbury Financial Services, Inc.11-01-2012
Barbara W. MullCambridge Investment Research, Inc.Edward Jones$2511-17-2017
Brandon Michael RogersCambridge Investment Research, Inc.LPL Financial LLC03-15-2017
Brent Franklin HayesCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-03-2016
Brent Henderson ParksCambridge Investment Research, Inc.Parkland Securities, LLC02-03-2015
Chadwick M. MangumCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$2501-26-2018
Charles Allen Rogers Jr.Cambridge Investment Research, Inc.Ameritas Investment Corp.$5002-01-2016
Charles Wayne Matthews Sr.Cambridge Investment Research, Inc.Tower Square Securities, Inc.09-01-2011
Christopher B. KemperCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation02-07-2014
Christopher Ryan ThomasCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-18-2016
Christopher Wayne McalisterCambridge Investment Research, Inc.Ameritas Investment Corp.09-11-2017
Cristen Morgan InmanCambridge Investment Research, Inc.Signator Investors, Inc.11-08-2016
David Gerard McInteeCambridge Investment Research, Inc.HD Vest Investment Services12-02-2016
Dawn Marie BakerCambridge Investment Research, Inc.GunnAllen Financial, Inc$1001-25-2010
Dennis Wayne MumfordCambridge Investment Research, Inc.MetLife Securities Inc.$5001-31-2014
Diane Blakeney BonnerCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC06-02-2015
Diane Theresa McInteeCambridge Investment Research, Inc.HD Vest Investment Services12-02-2016
Dominique Godfroy Henri VercaemertCambridge Investment Research, Inc.Onyx Wealth Advisors, Inc.$1008-20-2012
Douglas Malcolm RussellCambridge Investment Research, Inc.Ameritas Investment Corp.09-14-2017
George Mercurio PascucciCambridge Investment Research, Inc.Lincoln Financial Securities Corporation03-18-2019
Gloria Arsonia PottsCambridge Investment Research, Inc.American Portfolios Financial Services, Inc.$2501-02-2015
James Bowen LathamCambridge Investment Research, Inc.Nationwide Securities, LLC$5006-01-2018
James Richard CulbersonCambridge Investment Research, Inc.LPL Financial LLC10-03-2014
Jerry Bradford Grimes Jr.Cambridge Investment Research, Inc.The Investment Center, Inc.$5006-30-2014
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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