Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Mercurio PascucciCambridge Investment Research, Inc.Lincoln Financial Securities Corporation03-18-2019
Matt Fletcher RobertsCambridge Investment Research, Inc.Royal Alliance Associates, Inc.01-02-2019
Shelley Anne KnightCambridge Investment Research, Inc.BB&T Securities, LLC09-21-2018
John Haywood Lyon Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC02-05-2018
Douglas Malcolm RussellCambridge Investment Research, Inc.Ameritas Investment Corp.09-14-2017
Christopher Wayne McalisterCambridge Investment Research, Inc.Ameritas Investment Corp.09-11-2017
Brandon Michael RogersCambridge Investment Research, Inc.LPL Financial LLC03-15-2017
Diane Theresa McInteeCambridge Investment Research, Inc.HD Vest Investment Services12-02-2016
David Gerard McInteeCambridge Investment Research, Inc.HD Vest Investment Services12-02-2016
Cristen Morgan InmanCambridge Investment Research, Inc.Signator Investors, Inc.11-08-2016
Brent Franklin HayesCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-03-2016
Christopher Ryan ThomasCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-18-2016
Stephanie Devan AbeeCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-15-2016
Richard Corey LewisCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-15-2016
Nancy Jean WilliamsCambridge Investment Research, Inc.Principal Securities, Inc.03-08-2016
Diane Blakeney BonnerCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC06-02-2015
Brent Henderson ParksCambridge Investment Research, Inc.Parkland Securities, LLC02-03-2015
James Richard CulbersonCambridge Investment Research, Inc.LPL Financial LLC10-03-2014
Sanjay ShahCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2014
Christopher B. KemperCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation02-07-2014
Robert Alfred BrocklandCambridge Investment Research, Inc.The O.N. Equity Sales Company09-05-2013
Reginald Brent DeesCambridge Investment Research, Inc.Geneos Wealth Management, Inc.08-02-2013
Todd Matthew BaileyCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC06-04-2013
O'Neal McCall Jr.Cambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2013
Ann Kathryn PauleyCambridge Investment Research, Inc.Woodbury Financial Services, Inc.11-01-2012
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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