Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Richard SimaCambridge Investment Research, Inc.Pruco Securities, LLC.07-20-2020
Craig Dayton CouchCambridge Investment Research, Inc.Citizens Securities, Inc.05-15-2020
Kari Jeanne ClarkCambridge Investment Research, Inc.United Planners' Financial Services of America A Limited Partner03-30-2020
Nickolas Magora Jr.Cambridge Investment Research, Inc.TCP Asset Management, LLC03-16-2020
Charles Herbert ColeCambridge Investment Research, Inc.Private Client Services, LLC$1003-13-2020
Ashley Benton FellersCambridge Investment Research, Inc.Edward Jones$15003-06-2020
James Adam MaxwellCambridge Investment Research, Inc.Royal Alliance Associates, Inc.02-28-2020
Raymond James KlineCambridge Investment Research, Inc.Securities America, Inc.$2501-15-2020
Daniel KlineCambridge Investment Research, Inc.Securities America, Inc.01-15-2020
Dan Delker TrinterCambridge Investment Research, Inc.Nationwide Securities, LLC01-14-2020
Ronald James SmithCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2020
Paul Robert PetrillaCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2020
Michael Donald MedfordCambridge Investment Research, Inc.FSC Securities Corporation$1010-04-2019
Robert Hallie StockCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
Andrew James SchochCambridge Investment Research, Inc.Nationwide Securities, LLC10-01-2019
Jason Harry VarnerCambridge Investment Research, Inc.Nationwide Securities, LLC10-01-2019
Loretta Jane StratisCambridge Investment Research, Inc.H. Beck, Inc.$2509-23-2019
Dale Edwin PetersonCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Anthony Raymond LombardiCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Carolyn ValentineCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Thomas F. LentzCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Cody Alexander StapletonCambridge Investment Research, Inc.Money Concepts Capital Corp09-19-2019
James Aaron MartinCambridge Investment Research, Inc.Nationwide Securities, LLC08-16-2019
Leo RosnerCambridge Investment Research, Inc.SagePoint Financial, Inc.$2708-02-2019
Robert Arthur RollandCambridge Investment Research, Inc.Nationwide Securities, LLC08-01-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.