Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Keith PottsCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$3904-29-2016
Richard Alan Pollock Jr.Cambridge Investment Research, Inc.Ameriprise Financial Services, Inc.04-18-2013
Drew Allen DonohoeCambridge Investment Research, Inc.Ameritas Investment Corp.06-19-2017
Jason Ryan ReppCambridge Investment Research, Inc.Ameritas Investment Corp.07-01-2015
Charles Gregory OrcuttCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.11-01-2018
Cheryl Lynn NormanCambridge Investment Research, Inc.Cetera Advisor Networks LLC03-16-2015
Kevin Cabot CarmonyCambridge Investment Research, Inc.Cetera Advisors LLC12-18-2009
David Michael BaumCambridge Investment Research, Inc.Cetera Advisors LLC12-07-2009
Lisa Renee VajenCambridge Investment Research, Inc.Cetera Advisors LLC12-07-2009
Mary Joanne TerryCambridge Investment Research, Inc.Commonwealth Financial Network$2502-01-2018
John Hughes Campbell IICambridge Investment Research, Inc.CUNA Brokerage Services, Inc.12-01-2011
Michael James CanidaCambridge Investment Research, Inc.Edward Jones08-10-2015
Donald Paul Qualters Jr.Cambridge Investment Research, Inc.First Dominion Capital Corp.02-16-2018
Dale Lawrence TolarCambridge Investment Research, Inc.FSC Securities Corporation10-03-2016
Charles M ConradCambridge Investment Research, Inc.FSC Securities Corporation10-03-2016
Loretta Jane StratisCambridge Investment Research, Inc.H. Beck, Inc.$2509-23-2019
Dale Edwin PetersonCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Anthony Raymond LombardiCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Carolyn ValentineCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Thomas F. LentzCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Vincent D'AgostinoCambridge Investment Research, Inc.HD Vest Investment Services11-21-2013
Michael Francis MossCambridge Investment Research, Inc.INVEST Financial Corporation$1012-01-2017
Daniel Lynn FellersCambridge Investment Research, Inc.INVEST Financial Corporation11-30-2017
Steven Patrick ArengoCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Geoffrey Chad RingleCambridge Investment Research, Inc.INVEST Financial Corporation10-18-2017
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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