Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark M. BlackCambridge Investment Research, Inc.FSC Securities Corporation$2505-29-2009
Richard Allen PrewittCambridge Investment Research, Inc.FSC Securities Corporation05-29-2009
Lance Eric BradstreetCambridge Investment Research, Inc.FSC Securities Corporation05-29-2009
Robert Edward ArtimCambridge Investment Research, Inc.Raymond James Financial Services, Inc.07-10-2009
David Michael BaumCambridge Investment Research, Inc.Cetera Advisors LLC$5012-07-2009
Lisa Renee VajenCambridge Investment Research, Inc.Cetera Advisors LLC12-07-2009
Kevin Cabot CarmonyCambridge Investment Research, Inc.Cetera Advisors LLC$2512-18-2009
Terrel Alan EisertCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$2503-19-2010
Leo RosnerCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation07-23-2010
Jill Rae PowersCambridge Investment Research, Inc.Nrp Advisors, Inc.$10010-29-2010
Thomas William HofbauerCambridge Investment Research, Inc.Nrp Advisors, Inc.10-29-2010
Stephen Bradley HessCambridge Investment Research, Inc.Nrp Advisors, Inc.$2510-29-2010
David Evans HuntCambridge Investment Research, Inc.MML Investors Services, LLC11-19-2010
Charles Theodore Beach IIICambridge Investment Research, Inc.Saybrus Equity Services, LLC09-22-2011
Donald E. CainCambridge Investment Research, Inc.Tower Square Securities, Inc.09-29-2011
John Louis WagnerCambridge Investment Research, Inc.Tower Square Securities, Inc.09-30-2011
Thomas John WalshCambridge Investment Research, Inc.Tower Square Securities, Inc.$2509-30-2011
Robert Scott HerronCambridge Investment Research, Inc.Tower Square Securities, Inc.$1009-30-2011
Sharon Ann HarrisonCambridge Investment Research, Inc.Resonate Advisors, Inc.$1011-04-2011
John Hughes Campbell IICambridge Investment Research, Inc.CUNA Brokerage Services, Inc.12-01-2011
Christopher Alan GillCambridge Investment Research, Inc.Voya Financial Advisors, Inc.12-16-2011
James Albert LeoneCambridge Investment Research, Inc.Pruco Securities, LLC.02-01-2012
Joseph A. WheelerCambridge Investment Research, Inc.Morgan Stanley06-13-2012
Casey Michael PondCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2012
Joseph Adam UhrigCambridge Investment Research, Inc.Woodbury Financial Services, Inc.08-20-2012
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Showing 1 to 25 of 162 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.