Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua C. StrouseCambridge Investment Research, Inc.LPL Financial LLC$2501-02-2015
Jeffrey D. WestCambridge Investment Research, Inc.NYLIFE Securities LLC03-04-2015
Coleman O'LearyCambridge Investment Research, Inc.NYLIFE Securities LLC03-04-2015
Cheryl Lynn NormanCambridge Investment Research, Inc.Cetera Advisor Networks LLC03-16-2015
Leo John BroermanCambridge Investment Research, Inc.LPL Financial LLC05-13-2015
Jason Ryan ReppCambridge Investment Research, Inc.Ameritas Investment Corp.07-01-2015
Michael James CanidaCambridge Investment Research, Inc.Edward Jones08-10-2015
William Eric BishoffCambridge Investment Research, Inc.Prospera Financial Services, Inc.$5011-16-2015
David Eliot RichardsonCambridge Investment Research, Inc.Prospera Financial Services, Inc.11-16-2015
Richard Paul MillsCambridge Investment Research, Inc.Prospera Financial Services, Inc.11-16-2015
Daniel Stephen PhillipsCambridge Investment Research, Inc.Prospera Financial Services, Inc.11-16-2015
John Raymond SchableinCambridge Investment Research, Inc.LPL Financial LLC$1011-17-2015
Scott Charles PetranekCambridge Investment Research, Inc.LPL Financial LLC$1011-17-2015
Michael Allen Curley Sr.Cambridge Investment Research, Inc.LPL Financial LLC11-17-2015
Matthew Garrett EdmistonCambridge Investment Research, Inc.LPL Financial LLC11-17-2015
Jarred M. SmithCambridge Investment Research, Inc.Touchstone Securities, Inc.01-21-2016
Jonathan Noel CoomerCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-22-2016
Zachary A. RappCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-22-2016
James Theodore Hunt Jr.Cambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$10004-29-2016
Richard Keith PottsCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$3904-29-2016
Daniel Patrick SkeesCambridge Investment Research, Inc.Signator Investors, Inc.$1006-13-2016
Dale Lawrence TolarCambridge Investment Research, Inc.FSC Securities Corporation10-03-2016
Charles M ConradCambridge Investment Research, Inc.FSC Securities Corporation10-03-2016
Phillip M. GareyCambridge Investment Research, Inc.LPL Financial LLC10-25-2016
Nicole Yvette RedusCambridge Investment Research, Inc.Lincoln Financial Securities Corporation10-26-2016
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Showing 26 to 50 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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