Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Raymond LombardiCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Arthur James SaylorCambridge Investment Research, Inc.The O.N. Equity Sales Company$2511-04-2016
Brian Keith SchultzCambridge Investment Research, Inc.Sigma Financial Corporation$2510-01-2014
Brian William YeakleyCambridge Investment Research, Inc.MML Investors Services, LLC$5011-01-2018
Bryan Michael RennerCambridge Investment Research, Inc.New England Securities12-19-2013
Carolyn ValentineCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Charles Gregory OrcuttCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.11-01-2018
Charles M ConradCambridge Investment Research, Inc.FSC Securities Corporation10-03-2016
Charles Theodore Beach IIICambridge Investment Research, Inc.Saybrus Equity Services, LLC09-22-2011
Cheryl Lynn NormanCambridge Investment Research, Inc.Cetera Advisor Networks LLC03-16-2015
Christopher Alan GillCambridge Investment Research, Inc.Voya Financial Advisors, Inc.12-16-2011
Coleman O'LearyCambridge Investment Research, Inc.NYLIFE Securities LLC03-04-2015
Dale Edwin PetersonCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Dale Lawrence TolarCambridge Investment Research, Inc.FSC Securities Corporation10-03-2016
Daniel Lynn FellersCambridge Investment Research, Inc.INVEST Financial Corporation11-30-2017
Daniel Patrick SkeesCambridge Investment Research, Inc.Signator Investors, Inc.$1006-13-2016
Daniel Stephen PhillipsCambridge Investment Research, Inc.Prospera Financial Services, Inc.11-16-2015
David Eliot RichardsonCambridge Investment Research, Inc.Prospera Financial Services, Inc.11-16-2015
David Evans HuntCambridge Investment Research, Inc.MML Investors Services, LLC11-19-2010
David Michael BaumCambridge Investment Research, Inc.Cetera Advisors LLC12-07-2009
Dawn Michelle WilsonCambridge Investment Research, Inc.Lincoln Financial Securities Corporation01-03-2017
Donald E. CainCambridge Investment Research, Inc.Tower Square Securities, Inc.09-29-2011
Donald M. McClurgCambridge Investment Research, Inc.Securities America, Inc.$15005-18-2018
Donald Paul Qualters Jr.Cambridge Investment Research, Inc.First Dominion Capital Corp.02-16-2018
Drew Allen DonohoeCambridge Investment Research, Inc.Ameritas Investment Corp.06-19-2017
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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