Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Edward BrayCambridge Investment Research, Inc.Prospera Financial Services, Inc.11-16-2015
Adam Matthew BonvenutoCambridge Investment Research, Inc.Nationwide Securities, LLC08-01-2019
Alexander MenassaCambridge Investment Research, Inc.FSC Securities Corporation10-03-2016
Andrew James SchochCambridge Investment Research, Inc.Nationwide Securities, LLC10-01-2019
Anthony Raymond LombardiCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Arthur James SaylorCambridge Investment Research, Inc.The O.N. Equity Sales Company11-04-2016
Ashley Benton FellersCambridge Investment Research, Inc.Edward Jones$15003-06-2020
Brent Edward ShimmanCambridge Investment Research, Inc.Cetera Advisors LLC$2501-08-2010
Brian Keith SchultzCambridge Investment Research, Inc.Sigma Financial Corporation10-01-2014
Brian William YeakleyCambridge Investment Research, Inc.MML Investors Services, LLC$5011-01-2018
Carl E McClurg JrCambridge Investment Research, Inc.Parkland Securities, LLC05-29-2014
Carolyn ValentineCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Charles Gregory OrcuttCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.11-01-2018
Charles Herbert ColeCambridge Investment Research, Inc.Private Client Services, LLC03-13-2020
Charles M ConradCambridge Investment Research, Inc.FSC Securities Corporation10-03-2016
Charles Robert Hanna IIICambridge Investment Research, Inc.Commonwealth Financial Network05-01-2017
Charles Theodore Beach IIICambridge Investment Research, Inc.Saybrus Equity Services, LLC$2509-22-2011
Cheryl Lynn NormanCambridge Investment Research, Inc.Cetera Advisor Networks LLC03-16-2015
Christopher Alan GillCambridge Investment Research, Inc.Voya Financial Advisors, Inc.12-16-2011
Cody Alexander StapletonCambridge Investment Research, Inc.Money Concepts Capital Corp09-19-2019
Coleman OLearyCambridge Investment Research, Inc.NYLIFE Securities LLC03-04-2015
Craig Dayton CouchCambridge Investment Research, Inc.Citizens Securities, Inc.05-15-2020
Dale Edwin PetersonCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Dale Lawrence TolarCambridge Investment Research, Inc.FSC Securities Corporation10-03-2016
Dan Delker TrinterCambridge Investment Research, Inc.Nationwide Securities, LLC01-14-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.