Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Lawrence Brejcha Jr.Cambridge Investment Research, Inc.Cetera Advisors LLC$1208-18-2020
Jerry Agate HerzbergCambridge Investment Research, Inc.AXA Advisors, LLC08-23-2019
Jamie Lynn BlakleyCambridge Investment Research, Inc.Avantax Investment Services, Inc.05-01-2019
Felix Milton JonesCambridge Investment Research, Inc.Securities America, Inc.03-21-2019
Christopher R FreelandCambridge Investment Research, Inc.MML Investors Services, LLC01-28-2019
Derrick Page MortonCambridge Investment Research, Inc.Park Avenue Securities LLC$1008-01-2018
Paul Eric MortonCambridge Investment Research, Inc.Park Avenue Securities LLC08-01-2018
Jason Andrew ClabornCambridge Investment Research, Inc.NYLIFE Securities LLC$2505-04-2018
Mindy Ann CookCambridge Investment Research, Inc.Ameritas Investment Company, LLC04-17-2018
Gregory Brook AshtonCambridge Investment Research, Inc.Wilbanks Securities Advisory01-22-2018
Judith Ann MironCambridge Investment Research, Inc.MML Investors Services, LLC02-01-2016
Martin C BuchananCambridge Investment Research, Inc.J.P. Morgan Securities LLC07-01-2014
Lori Ann MacleanCambridge Investment Research, Inc.Edward Jones11-02-2012
Trevor S. WallnerCambridge Investment Research, Inc.Benjamin F. Edwards & Company, Inc.$1010-01-2012
Monica Ann FreenyCambridge Investment Research, Inc.Edward Jones$5005-24-2012
Larry Don GillCambridge Investment Research, Inc.Centaurus Financial, Inc.12-19-2011
Carter James CowanCambridge Investment Research, Inc.Morgan Stanley$2509-09-2011
Donald Wayne EvansCambridge Investment Research, Inc.Securities America, Inc.$2508-15-2011
Ronald Dale SiglerCambridge Investment Research, Inc.Securities America, Inc.$2508-15-2011
Judd Allen HatchCambridge Investment Research, Inc.Securities America, Inc.$1008-15-2011
Billy Don Spicer Jr.Cambridge Investment Research, Inc.Investment Centers of America, Inc.$1003-04-2010
Andrea Lynne DukeCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.