Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charlotte Ann ChaseCambridge Investment Research, Inc.Provident Private Capital Partners, Inc.01-01-2009
Bruce Putnam MullenCambridge Investment Research, Inc.Sanders Morris Harris LLC01-02-2009
Andrew H. NollmanCambridge Investment Research, Inc.Edward Jones$1002-06-2009
Joseph Andrew MarcianoCambridge Investment Research, Inc.Cincinnati Analysts, Inc.$5007-06-2009
Michael Eugene MarcianoCambridge Investment Research, Inc.Cincinnati Analysts, Inc.07-06-2009
Andrew Harvey SchallCambridge Investment Research, Inc.Ambassador Advisors, LLC07-16-2009
Dennis Ronald BrowneCambridge Investment Research, Inc.Mutual Service Corporation08-07-2009
Anthony Edward Benvin Jr.Cambridge Investment Research, Inc.Mutual Service Corporation$1008-24-2009
Gregory Orr GoehringCambridge Investment Research, Inc.Mutual Service Corporation08-25-2009
Ellis Eugene GrossnickleCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$5001-04-2010
David Richard TruskeyCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Scott Allan DerrCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Brian Joseph FisherCambridge Investment Research, Inc.AXA Advisors, LLC$5001-04-2010
Daniel Joseph BrixiusCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Joseph Anthony CooperCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Thomas M. O'SheaCambridge Investment Research, Inc.Principal Securities, Inc.02-16-2010
Michael LynnCambridge Investment Research, Inc.Charles Schwab & Co., Inc.03-03-2010
James Clyde SchindlerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.07-02-2010
Kevin Joseph OrsingerCambridge Investment Research, Inc.Walnut Street Securities, Inc.$1010-01-2010
Joseph Charles HenriquesCambridge Investment Research, Inc.ADP Broker-Dealer, Inc.02-18-2011
Barry Robert ShevlinCambridge Investment Research, Inc.Securities America, Inc.$104-07-2011
Patrick Joseph BarronCambridge Investment Research, Inc.Commonwealth Financial Network07-05-2011
Kraig Joseph CawleyCambridge Investment Research, Inc.Ameriprise Financial Services, LLC08-31-2011
Louis James LeyesCambridge Investment Research, Inc.Securities America, Inc.$1009-01-2011
Bryan Eugene BoyleCambridge Investment Research, Inc.Tower Square Securities, Inc.09-15-2011
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Showing 1 to 25 of 156 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.