Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Minh Duc VoCambridge Investment Research, Inc.MML Investors Services, LLC07-08-2019
Nathan Robert ScarboroughCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$1004-01-2019
Olin Blayne RagsdaleCambridge Investment Research, Inc.Signal Securities, Inc.04-01-2019
Meharena Yikalo TukaboCambridge Investment Research, Inc.Ameritas Investment Corp.$2503-01-2019
Carlos Alberto MenicucciCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Robert Deane Lenertz Jr.Cambridge Investment Research, Inc.LPL Financial LLC$2501-23-2019
Dennis D. SumpCambridge Investment Research, Inc.Edward Jones$15011-19-2018
Randall Scott WardCambridge Investment Research, Inc.Institutional Securities Corporation10-15-2018
Satyaprasad ChakravarthyCambridge Investment Research, Inc.Voya Financial Advisors, Inc.09-05-2018
Mark Steven KaufmanCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2018
Thomas S. StephensCambridge Investment Research, Inc.Robertson Wealth Management, LLC04-10-2018
Patrick Bryan WallaceCambridge Investment Research, Inc.Geneos Wealth Management, Inc.$2501-17-2018
Samuel Joseph KneuperCambridge Investment Research, Inc.IMS Securities, Inc.$5001-05-2018
David A. KemperCambridge Investment Research, Inc.Fidelity Brokerage Services LLC12-06-2017
Ronald Lynn GayCambridge Investment Research, Inc.Calton & Associates, Inc.11-20-2017
Roland Gonzalez Jr.Cambridge Investment Research, Inc.Greystone Advisory Group LLC11-03-2017
Matthew John BoudreauxCambridge Investment Research, Inc.NYLIFE Securities LLC11-01-2017
Mark Evyan HollisCambridge Investment Research, Inc.National Planning Corporation$2510-04-2017
Harold August Michael Dede IIICambridge Investment Research, Inc.AXA Advisors, LLC$1008-01-2017
Scott Douglas ClarkeCambridge Investment Research, Inc.Wilbanks Securities, Inc.06-01-2017
Luis Carlos DelarosaCambridge Investment Research, Inc.Signator Investors, Inc.$2501-17-2017
John Martin FryCambridge Investment Research, Inc.Oppenheimer & Co. Inc.$1011-07-2016
Melinda Ann BullsCambridge Investment Research, Inc.C C F Investments, Inc.10-24-2016
Gary Leon BarkerCambridge Investment Research, Inc.National Planning Corporation$2510-17-2016
Scott Alan CarletonCambridge Investment Research, Inc.Signator Investors, Inc.$1006-01-2016
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Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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