Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Jeffrey MicheroCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2009
Richard Allen SchaeferCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$2503-16-2009
Martin Lee EvansCambridge Investment Research, Inc.UBS Financial Services Inc.04-23-2009
James Edwin AlmondCambridge Investment Research, Inc.Cetera Advisor Networks LLC07-01-2009
William Aio MathewsCambridge Investment Research, Inc.Cetera Advisor Networks LLC$5007-01-2009
Larry Dale BraselCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$5007-13-2009
Darron Ross BergstromCambridge Investment Research, Inc.Mutual Service Corporation08-03-2009
James Scott MallochCambridge Investment Research, Inc.VALIC Financial Advisors, Inc.$5008-10-2009
Anne Nevotti SpinksCambridge Investment Research, Inc.Mutual Service Corporation$5008-20-2009
Michael Dennis WoodsCambridge Investment Research, Inc.Mutual Service Corporation$5008-20-2009
Ray Douglas MueckeCambridge Investment Research, Inc.First Independent Financial Services, Inc.10-02-2009
Caleb V AllenCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$2512-09-2009
Carolyn Sue WilliamsCambridge Investment Research, Inc.Cetera Advisor Networks LLC$2501-04-2010
Rudolph Christian AmmerCambridge Investment Research, Inc.New England Securities$2501-04-2010
Lisa Ann AschenbeckCambridge Investment Research, Inc.New England Securities01-04-2010
Carla Adele BurnsCambridge Investment Research, Inc.New England Securities01-19-2010
John Michael RoeweCambridge Investment Research, Inc.B. Riley Wealth Management$2504-22-2010
Thanhha Huu HaCambridge Investment Research, Inc.B. Riley Wealth Management06-16-2010
Tami Gay Jarrett-PlummerCambridge Investment Research, Inc.WFG Investments, Inc.08-16-2010
Eric Neal SawyerCambridge Investment Research, Inc.FSC Securities Corporation09-01-2010
Melvin Laray McElroyCambridge Investment Research, Inc.Securities America, Inc.09-17-2010
Jason Allen IronsCambridge Investment Research, Inc.ETEXfinancial, Inc.11-15-2010
Clark David Randall SrCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation12-01-2010
Brandon Shea CoxCambridge Investment Research, Inc.Evolve Investment Advisors$5012-13-2010
Soly Solomon KorCambridge Investment Research, Inc.Evolve Securities, Inc.$5001-03-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.