Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ursula Dawn HandCambridge Investment Research, Inc.Walnut Street Securities, Inc.08-25-2011
Robert Boyd McCalmontCambridge Investment Research, Inc.Tower Square Securities, Inc.$15009-01-2011
Brian David DuncanCambridge Investment Research, Inc.Tower Square Securities, Inc.$1009-01-2011
Anthony R. MarcianoCambridge Investment Research, Inc.Tower Square Securities, Inc.$1009-01-2011
Anthony Robert RussoCambridge Investment Research, Inc.Tower Square Securities, Inc.09-01-2011
George Edward FergusonCambridge Investment Research, Inc.Tower Square Securities, Inc.09-01-2011
Ray Arthur HansonCambridge Investment Research, Inc.Tower Square Securities, Inc.$1009-20-2011
Don L. HankeCambridge Investment Research, Inc.Tower Square Securities, Inc.09-20-2011
Mark Andrew Granatire Sr.Cambridge Investment Research, Inc.Walnut Street Securities, Inc.09-28-2011
Stephen Jay AckerCambridge Investment Research, Inc.Tower Square Securities, Inc.09-28-2011
Glenn Douglas GreenwoodCambridge Investment Research, Inc.Tower Square Securities, Inc.$5009-29-2011
Eric Leon MontgomeryCambridge Investment Research, Inc.Tower Square Securities, Inc.$5009-29-2011
Pamela Shields ColeCambridge Investment Research, Inc.Tower Square Securities, Inc.09-29-2011
Robert Bland Weaver Jr.Cambridge Investment Research, Inc.Tower Square Securities, Inc.09-29-2011
Cathryn Blaire GreenwoodCambridge Investment Research, Inc.Tower Square Securities, Inc.09-29-2011
Allison Greenwood LaneCambridge Investment Research, Inc.Tower Square Securities, Inc.09-29-2011
Troy Lee FlinnCambridge Investment Research, Inc.Tower Square Securities, Inc.$10010-24-2011
Peter A. PoirotCambridge Investment Research, Inc.Tower Square Securities, Inc.10-31-2011
Kenneth Charles JonesCambridge Investment Research, Inc.Sanders Morris Harris LLC11-22-2011
Junko Ishigami HorvathCambridge Investment Research, Inc.MV Capital Management, Inc.$2503-13-2012
Brian Charles CassidyCambridge Investment Research, Inc.Tower Square Securities, Inc.05-01-2012
Thomas Warren BassCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$5006-29-2012
Martha Louise HoplerCambridge Investment Research, Inc.Park Avenue Securities LLC08-02-2012
Matthew Anthony FogliaCambridge Investment Research, Inc.AXA Advisors, LLC12-18-2012
Daniel F Girard Jr.Cambridge Investment Research, Inc.Kestra Investment Services, LLC01-02-2013
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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