Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abby Lynn CainCambridge Investment Research, Inc.ValMark Securities, Inc.02-29-2012
Allison Greenwood LaneCambridge Investment Research, Inc.Tower Square Securities, Inc.09-29-2011
Andrew Jon GalyCambridge Investment Research, Inc.AXA Advisors, LLC02-25-2014
Anthony R. MarcianoCambridge Investment Research, Inc.Tower Square Securities, Inc.$1009-01-2011
Anthony Robert RussoCambridge Investment Research, Inc.Tower Square Securities, Inc.09-01-2011
Barry Daniel FadelyCambridge Investment Research, Inc.Wall Street Financial Group, Inc.03-16-2016
Barry S. EuzentCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-19-2016
Brandon Glenn HedrickCambridge Investment Research, Inc.Nationwide Securities, LLC11-18-2019
Brian Charles CassidyCambridge Investment Research, Inc.Tower Square Securities, Inc.05-01-2012
Brian David DuncanCambridge Investment Research, Inc.Tower Square Securities, Inc.$1009-01-2011
Brian Matthews BloxomCambridge Investment Research, Inc.Fulcrum Securities, LLC$5003-04-2014
Brian O'NeillCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$5007-07-2017
Bryan Bartlett RexCambridge Investment Research, Inc.INVEST Financial Corporation$10011-16-2017
Carl Duval Cress IIICambridge Investment Research, Inc.Edward Jones$10003-16-2016
Cathryn Blaire GreenwoodCambridge Investment Research, Inc.Tower Square Securities, Inc.09-29-2011
Charles Henry Russell IVCambridge Investment Research, Inc.Colorado Financial Service Corporation04-02-2020
Christine Eve SjoblomCambridge Investment Research, Inc.Latitude Advisors, LLC05-01-2014
Christine Nicole VanpeltCambridge Investment Research, Inc.Tower Square Securities, Inc.$2507-03-2013
Daniel F Girard Jr.Cambridge Investment Research, Inc.Kestra Investment Services, LLC01-02-2013
Darry Edward PattersonCambridge Investment Research, Inc.Kovack Securities Inc.10-24-2014
David Allen SaddlerCambridge Investment Research, Inc.AXA Advisors, LLC06-26-2012
David Christopher SmithCambridge Investment Research, Inc.Fulcrum Securities, LLC04-02-2014
David Theodore CooperCambridge Investment Research, Inc.C C F Investments, Inc.11-19-2014
David William MullinsCambridge Investment Research, Inc.Cantella & Co., Inc.$1006-01-2015
Divam Nayan MehtaCambridge Investment Research, Inc.INVEST Financial Corporation12-15-2017
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.