Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Robert VandenbrandenCambridge Investment Research, Inc.Innovation Partners LLC07-18-2019
Jonathan Adam DudzinskiCambridge Investment Research, Inc.Carl M. Hennig, Inc.07-15-2019
Robert Brandon PrettymanCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC07-10-2019
John Paul Martin JrCambridge Investment Research, Inc.Edward Jones$1007-09-2019
Travis Matthew EwellCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC07-05-2019
Warren Samuel WernickCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$1,00007-02-2019
Diane Moen WeyrickCambridge Investment Research, Inc.SCF Securities, Inc.$5007-02-2019
Deanna Maria SpearCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC07-02-2019
Jordan Alva RodriguezCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC07-02-2019
Michael Allen BabcockCambridge Investment Research, Inc.B.B. Graham & Company, Inc.07-01-2019
Erich A KelleyCambridge Investment Research, Inc.Edward Jones07-01-2019
Domini Marie AllisonCambridge Investment Research, Inc.Lincoln Investment06-28-2019
Neal David ClemensCambridge Investment Research, Inc.USA Financial Securities Corporation06-27-2019
Edward Charles BambergCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-20-2019
Stephanie Dawn NolanCambridge Investment Research, Inc.M. S. Howells & Co.06-17-2019
Alexander Mathew WeberCambridge Investment Research, Inc.Ameriprise Financial Services, LLC06-12-2019
Robert Warren RobertsonCambridge Investment Research, Inc.Avantax Investment Services, Inc.06-03-2019
Aziz Joe ShoweryCambridge Investment Research, Inc.Farmers Financial Solutions, LLC06-03-2019
Terry Lynn HainesCambridge Investment Research, Inc.Avantax Investment Services, Inc.05-30-2019
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, LLC05-20-2019
Stacy Lynn RobinsonCambridge Investment Research, Inc.VALIC Financial Advisors, Inc.05-07-2019
Steven Patrick DAlessandroCambridge Investment Research, Inc.Nationwide Securities, LLC05-07-2019
Jamie Lynn BlakleyCambridge Investment Research, Inc.Avantax Investment Services, Inc.05-01-2019
Dawn Ardys PowersCambridge Investment Research, Inc.Cetera Financial Specialists LLC04-30-2019
Ronald Lee GribschawCambridge Investment Research, Inc.LPL Financial LLC$2504-26-2019
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Showing 1 to 25 of 174 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.