Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark William ChamberlainCapFinancial Securities, LLC.First Allied Securities, Inc.$50005-12-2020
Kirk Lewis FutrellCapFinancial Securities, LLC.First Allied Securities, Inc.$15005-12-2020
Timothy James VerschureCapFinancial Securities, LLC.First Allied Securities, Inc.05-12-2020
Nicholas WaldingCapFinancial Securities, LLC.First Allied Securities, Inc.$10005-12-2020
Christopher James FrainCapFinancial Securities, LLC.First Allied Securities, Inc.05-12-2020
Cory Michael HelmbrechtCapFinancial Securities, LLC.First Allied Securities, Inc.05-12-2020
Aaron AdcockCapFinancial Securities, LLC.First Allied Securities, Inc.$50005-06-2020
Kelly A. ShikanyCapFinancial Securities, LLC.First Allied Securities, Inc.$1005-06-2020
Thomas Francis Muldowney Jr.CapFinancial Securities, LLC.First Allied Securities, Inc.$2505-06-2020
Gerald Edward Mang Jr.CapFinancial Securities, LLC.First Allied Securities, Inc.$15005-06-2020
Timothy David RiceCapFinancial Securities, LLC.First Allied Securities, Inc.$50005-06-2020
Craig Edward DraperCapFinancial Securities, LLC.First Allied Securities, Inc.$50005-06-2020
Kristopher John HornyakCapFinancial Securities, LLC.First Allied Securities, Inc.05-06-2020
Sarah Margaret WestbrookCapFinancial Securities, LLC.Hayden Royal01-29-2020
Kristopher L. ByrdCapFinancial Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2020
Ziad Juma Hassan-MohammedCapFinancial Securities, LLC.Raymond James Financial Services, Inc.01-10-2020
Skyler BorgmanCapFinancial Securities, LLC.Wells Fargo Clearing Services, LLC01-09-2020
Ashley W. OwensCapFinancial Securities, LLC.Infinex Investments, Inc.10-30-2019
Catherine Scott MitchellCapFinancial Securities, LLC.VALIC Financial Advisors, Inc.02-05-2019
Robert Charles JonesCapFinancial Securities, LLC.Morgan Stanley01-17-2019
David Howard SchwartzCapFinancial Securities, LLC.First Capital Equities, Ltd.$1,00010-31-2018
Marilyn Claire SchajaCapFinancial Securities, LLC.First Capital Equities, Ltd.$1,00010-31-2018
Alan Mark KleinbergCapFinancial Securities, LLC.First Capital Equities, Ltd.$25010-31-2018
Klaudian MolosiuCapFinancial Securities, LLC.First Capital Equities, Ltd.10-31-2018
Stephanie Marie BrownCapFinancial Securities, LLC.USI Securities, Inc.10-22-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.