Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arch Ronald DecastriqueCapital Investment Group, Inc.Nationwide Securities, LLC$50001-04-2009
Erik Edward BabocsiCapital Investment Group, Inc.UBS Financial Services Inc.$10004-15-2009
Kimberlee Dawn SipeCapital Investment Group, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-29-2009
Sherry Winstead WolfeCapital Investment Group, Inc.Uvest Financial Services Group, Inc.$25004-30-2009
James Andrew MothorpeCapital Investment Group, Inc.Equity Services, Inc.$10005-07-2009
John Lujack NewsomeCapital Investment Group, Inc.Transamerica Financial Advisors, Inc08-04-2009
Robert Cline Williams Jr.Capital Investment Group, Inc.Equity Services, Inc.$50001-11-2010
Cecil Arthur Creasy Jr.Capital Investment Group, Inc.RBC Capital Markets, LLC$10001-20-2010
Charles Edward SteinerCapital Investment Group, Inc.Veritrust Financial, LLC$10002-25-2010
Nathan Sheldon SachsCapital Investment Group, Inc.Kestra Investment Services, LLC03-15-2010
James Merritt Foushee Sr.Capital Investment Group, Inc.Great American Advisors, Inc.$25006-02-2010
Robert Royal Copeland HolmesCapital Investment Group, Inc.Next Financial Group, Inc.$25009-01-2010
Douglas William GowCapital Investment Group, Inc.Equity Services, Inc.$25009-08-2010
Gabriel Isaac LindeenCapital Investment Group, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-08-2010
Melissa Godwin ScottCapital Investment Group, Inc.Capital Guardian, LLC12-16-2010
Lawrence ZavadoffCapital Investment Group, Inc.Park Avenue Securities LLC02-07-2011
Keith Coyner BeckCapital Investment Group, Inc.Ameriprise Financial Services, Inc.$25003-21-2011
Jeffery Blair RobinsonCapital Investment Group, Inc.Uvest Financial Services Group, Inc.03-31-2011
David Eric Van HornCapital Investment Group, Inc.Synergy Investment Group, LLC$10004-01-2011
Charles William Pendergraft IICapital Investment Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-13-2011
David Blair ThompsonCapital Investment Group, Inc.Park Avenue Securities LLC08-01-2011
Charles W. Martino Jr.Capital Investment Group, Inc.Woodbury Financial Services, Inc.$10008-31-2011
Matthew John TurnbullCapital Investment Group, Inc.Pacific Financial Associates, Inc.12-19-2011
Susan Hurst SamsCapital Investment Group, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-01-2012
James Russell BeamCapital Investment Group, Inc.Allstate Financial Services, LLC$10006-27-2012
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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