Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Edward LandiCapitol Securities Management, Inc.Cabot Lodge Securities LLC$10008-01-2019
Craig Scott SabloskyCapitol Securities Management, Inc.LPL Financial LLC$50004-26-2019
Robert Carter KnobelCapitol Securities Management, Inc.Stifel, Nicolaus & Company, Incorporated$25001-25-2019
Stuart Jay KnobelCapitol Securities Management, Inc.Stifel, Nicolaus & Company, Incorporated$50001-25-2019
Jason Allen SnyderCapitol Securities Management, Inc.Raymond James Financial Services, Inc.$25006-26-2018
Kevin Brian DoyleCapitol Securities Management, Inc.SunTrust Investment Services, Inc.$10008-21-2017
Richard Carmine Cioffi Jr.Capitol Securities Management, Inc.RBC Capital Markets, LLC$25003-09-2017
Mark Eugene BechtleCapitol Securities Management, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$38010-07-2016
Samuel Chi Tat LamCapitol Securities Management, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10007-07-2016
Roy Timothy Tepper Jr.Capitol Securities Management, Inc.Stifel, Nicolaus & Company, Incorporated04-28-2016
Jerry Gayle AlleyCapitol Securities Management, Inc.Stifel, Nicolaus & Company, Incorporated$50002-05-2016
Stephen Rehm NohowelCapitol Securities Management, Inc.Capitol Financial Consultants, Inc.$25001-04-2016
Timothy Edward StraitCapitol Securities Management, Inc.Capitol Financial Consultants, Inc.01-04-2016
James Colin Atkins Jr.Capitol Securities Management, Inc.Robinson & Lukens, Inc.$25006-01-2015
John R TrentanoveCapitol Securities Management, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2015
Steven Dale HeathCapitol Securities Management, Inc.Stratos Wealth Partners, Ltd$10010-21-2014
Forrest Timothy HunterCapitol Securities Management, Inc.Kingsbridge Capital Corp.10-16-2014
Stephen Arthur BrownCapitol Securities Management, Inc.Kingsbridge Capital Corp.$10010-15-2014
John Michael DukeCapitol Securities Management, Inc.Kingsbridge Capital Corp.10-15-2014
Jane Bottorf WhittemoreCapitol Securities Management, Inc.LPL Financial LLC01-30-2014
James Mclean Cumnock Jr.Capitol Securities Management, Inc.Janney Montgomery Scott LLC$25001-17-2014
James Fulton MassengillCapitol Securities Management, Inc.Lincoln Financial Securities Corporation$10009-23-2013
Heth Tyler ThomasCapitol Securities Management, Inc.Northwestern Mutual Investment Services, LLC$10003-11-2013
Nicholas Chase CockerhamCapitol Securities Management, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-20-2012
Patrick Timothy BrosnanCapitol Securities Management, Inc.LPL Financial LLC01-05-2012
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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