Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michelle Elizabeth FentonCentaurus Financial, Inc.AIG Capital Services, Inc.$10005-16-2011
Bradley Vint DehavenCentaurus Financial, Inc.Allstate Financial Services, LLC$41001-03-2017
Steven W. LundquistCentaurus Financial, Inc.Ameriprise Financial Services, Inc.$60012-19-2018
Erol Aaron WoodsCentaurus Financial, Inc.AXA Advisors, LLC$50002-19-2019
Patrick P. VahidCentaurus Financial, Inc.AXA Advisors, LLC05-22-2018
Rocio Morales DerodriguezCentaurus Financial, Inc.AXA Advisors, LLC$10006-09-2010
Mark Allen UpchurchCentaurus Financial, Inc.Brookstone Securities, Inc.$50002-29-2012
John Evan GrizCentaurus Financial, Inc.Cambridge Investment Research, Inc.$25010-10-2017
Daniel John RobertsCentaurus Financial, Inc.Cambridge Investment Research, Inc.07-01-2016
Scott Glenn EichlerCentaurus Financial, Inc.Capital Growth Resources$10011-02-2011
Thomas Benjamin PaineCentaurus Financial, Inc.Carey James & Associates$10007-26-2011
Carey Allen JamesCentaurus Financial, Inc.Carey James & Associates$50009-10-2009
Wesley Ben Ben HoltCentaurus Financial, Inc.Cetera Advisors LLC05-24-2013
Mark Joseph MenneCentaurus Financial, Inc.Colorado Financial Service Corporation04-25-2012
Carl Frederick Worden IIICentaurus Financial, Inc.Concorde Investment Services, LLC$10004-22-2016
Julia Elizabeth CoburnCentaurus Financial, Inc.Crown Capital Securities, L.P.$10009-20-2017
James Thomas RinerCentaurus Financial, Inc.Crown Capital Securities, L.P.$10006-17-2013
David Albert GoldhaberCentaurus Financial, Inc.David Goldhaber College Planning$25003-03-2016
Jane Suvipa PrugsanapanCentaurus Financial, Inc.Direct Capital Securities, Inc.$10007-02-2009
Cindy Chia-Wen ChiuCentaurus Financial, Inc.Direct Capital Securities, Inc.$50007-02-2009
Robert Alan HorningCentaurus Financial, Inc.Direct Capital Securities, Inc.07-02-2009
Colin Robert KilpatrickCentaurus Financial, Inc.Edward Jones04-27-2010
Steven Michael SeniorCentaurus Financial, Inc.ePlanning Securities, Inc.$20001-29-2009
Jason Roberts ColesCentaurus Financial, Inc.Financial West Group$50008-09-2017
Martin John ScalzoCentaurus Financial, Inc.Financial West Group02-27-2017
Next Page »

Showing 1 to 25 of 130 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.