Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James A. FranklinCetera Advisor Networks LLC1st Global Capital Corp.$10002-08-2019
Michael Otto KurzCetera Advisor Networks LLC1st Global Capital Corp.10-03-2018
Brian William DistlerCetera Advisor Networks LLC1st Global Capital Corp.$10001-30-2013
Kayla Ann StoweCetera Advisor Networks LLC1st Global Capital Corp.01-30-2013
David Matthew AllenCetera Advisor Networks LLCAccuvest Global Advisors06-27-2016
Bradley Raymond KonopaskeCetera Advisor Networks LLCAdvisorNet Wealth Management$10012-01-2015
Laura FedorCetera Advisor Networks LLCAdvisorNet Wealth Management12-01-2015
Robert John MeathCetera Advisor Networks LLCAdvisorNet Wealth Management$50001-08-2014
Aaron Daniel LockeCetera Advisor Networks LLCAdvisorNet Wealth Management05-13-2009
Jason Michael JohnsonCetera Advisor Networks LLCAIG Capital Services, Inc.02-26-2018
Jane Louise LordemanCetera Advisor Networks LLCAllegheny Investments, Ltd.$50006-15-2018
Thomas B WindfelderCetera Advisor Networks LLCAllegheny Investments, Ltd.01-21-2011
Peter Gerhard KlaassCetera Advisor Networks LLCAllegis Investment Services, LLC$25004-11-2017
Matthew Jeffrey ArnoultCetera Advisor Networks LLCAlliant Retirement Consulting08-09-2017
Thomas Gregory PaulbeckCetera Advisor Networks LLCAllianz Life Financial Services, LLC10-13-2017
Evans Lee TaylorCetera Advisor Networks LLCAllstate Financial Services, LLC$25002-06-2017
Robert Carl Orbin Jr.Cetera Advisor Networks LLCAllstate Financial Services, LLC$27008-19-2016
Steven Martin LindquistCetera Advisor Networks LLCAllstate Financial Services, LLC$50007-27-2012
Benjamin Donald WaltersCetera Advisor Networks LLCAllstate Financial Services, LLC08-17-2009
Richard Burton Megorden IICetera Advisor Networks LLCAmerican Financial Management Group, Ltd.$50009-03-2013
Neil M OrzeckCetera Advisor Networks LLCAmeriprise Financial Services, Inc.12-24-2019
Michael Perry SaundersCetera Advisor Networks LLCAmeriprise Financial Services, Inc.12-19-2019
Irwin Martin KulmanCetera Advisor Networks LLCAmeriprise Financial Services, Inc.12-03-2019
Robert Edwin Thrift Jr.Cetera Advisor Networks LLCAmeriprise Financial Services, Inc.11-22-2019
Tyrone L. ChowCetera Advisor Networks LLCAmeriprise Financial Services, Inc.07-31-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.