Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neil M OrzeckCetera Advisor Networks LLCAmeriprise Financial Services, Inc.12-24-2019
Michael Perry SaundersCetera Advisor Networks LLCAmeriprise Financial Services, Inc.12-19-2019
Stephanie Delana MoralesCetera Advisor Networks LLCCUNA Brokerage Services, Inc.$15012-17-2019
Lance Nicholas JufferCetera Advisor Networks LLCSagePoint Financial, Inc.12-16-2019
Dalton Robert GarrisonCetera Advisor Networks LLCLPL Financial LLC12-13-2019
A. Gib McEachran, John W. HardyCetera Advisor Networks LLCLPL Financial LLC $27011-29-2019
Joseph Nelson GaragozzoCetera Advisor Networks LLCRoyal Alliance Associates, Inc.12-10-2019
Joseph Nelson GaragozzoCetera Advisor Networks LLCRoyal Alliance Associates, Inc.$5012-09-2019
Evan Alfred ChangCetera Advisor Networks LLCRBC Capital Markets, LLC12-05-2019
Irwin Martin KulmanCetera Advisor Networks LLCAmeriprise Financial Services, Inc.12-03-2019
Angus Gibbons McEachran IIICetera Advisor Networks LLCIndependent Advisor Alliance, LLC11-29-2019
Justin Robert EhleCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC11-26-2019
Robert Edwin Thrift Jr.Cetera Advisor Networks LLCAmeriprise Financial Services, Inc.11-22-2019
Steven Craig IngramCetera Advisor Networks LLCRegal Advisory Services, Inc.$5011-19-2019
Robert Michael WellmanCetera Advisor Networks LLCEdward Jones11-15-2019
William West Thompson Jr.Cetera Advisor Networks LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-12-2019
Kenneth David SilvermanCetera Advisor Networks LLCUBS Financial Services Inc.11-05-2019
Peter Alan SorensenCetera Advisor Networks LLCSagePoint Financial, Inc.11-01-2019
Robert Matthew QuinlanCetera Advisor Networks LLCSagePoint Financial, Inc.11-01-2019
James Michael McDonnellCetera Advisor Networks LLCLPL Financial LLC10-31-2019
Bruno PerazaCetera Advisor Networks LLCRaymond James Financial Services, Inc.$25010-29-2019
Larry Jay SchwartzCetera Advisor Networks LLCRoyal Alliance Associates, Inc.$15010-28-2019
Michael Wayne SchwartzCetera Advisor Networks LLCRoyal Alliance Associates, Inc.$50010-28-2019
Andrew Austin SirvisCetera Advisor Networks LLCNational Securities Corporation$15010-21-2019
Brian Michael ThorntonCetera Advisor Networks LLCNational Securities Corporation$25010-21-2019
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Showing 1 to 25 of 808 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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