Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aron Martz Michael MartinCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.$23005-10-2019
A Gib McEachran John W HardyCetera Advisor Networks LLCLPL Financial LLC$27011-29-2019
Paul James RitchieCetera Advisor Networks LLCWheatland Advisors Inc$5010-08-2020
Robert Jude RussoliCetera Advisor Networks LLCWheatland Advisors Inc$10010-08-2020
Matthew J FreemanCetera Advisor Networks LLCPruco Securities, LLC.09-08-2020
Mark Loren PageCetera Advisor Networks LLCCWM, LLC08-24-2020
Michael Merritt HinikerCetera Advisor Networks LLCE*TRADE Securities LLC08-20-2020
Jennifer Almeyda SotoCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2020
Theodore Francis Staats IIICetera Advisor Networks LLCLPL Financial LLC08-14-2020
Shelly Marie SypienCetera Advisor Networks LLCEdward Jones$15008-11-2020
Shafiq JadavjiCetera Advisor Networks LLCPrincipal Securities, Inc.08-10-2020
Aaron Michael PeloquinCetera Advisor Networks LLCAvantax Investment Services, Inc.08-05-2020
Wayne HowardCetera Advisor Networks LLCRoyal Alliance Associates, Inc.08-04-2020
Kevin Tate RuscherCetera Advisor Networks LLCNationwide Securities, LLC07-20-2020
Kari Anna PolasekCetera Advisor Networks LLCWealth Enhancement Brokerage Services, LLC07-17-2020
Jeong Han KimCetera Advisor Networks LLCWells Fargo Clearing Services, LLC07-14-2020
Joel Michael KlingerCetera Advisor Networks LLCWells Fargo Advisors Financial Network, LLC$5007-07-2020
Alec John KozuchCetera Advisor Networks LLCLPL Financial LLC07-07-2020
Jonathan Andrew FiorelliCetera Advisor Networks LLCNationwide Securities, LLC$1007-02-2020
Kenneth John BurnsCetera Advisor Networks LLCNationwide Securities, LLC07-01-2020
Christine Mary ZuckCetera Advisor Networks LLCLPL Financial LLC06-29-2020
Joshua R WebsterCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.06-22-2020
Anthony G GalloCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2020
Bertin Marc Stuckart JrCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-03-2020
Frank Leigh BainCetera Advisor Networks LLCBain Wealth Management Group, LLC06-01-2020
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Showing 1 to 25 of 499 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.