Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacquelyn Denise CrossCetera Advisor Networks LLCGuaranty Brokerage Services, Inc.$2501-08-2009
Shelly Ann SchaeferCetera Advisor Networks LLCWestport Financial Services, L.L.C.$1,00001-09-2009
Sandra Kay ReynoldsCetera Advisor Networks LLCFintegra, LLC$5301-13-2009
Sabrina Isabella JulianCetera Advisor Networks LLCPension Planners Securities, Inc.$5001-22-2009
Andrea Dawn BradfordCetera Advisor Networks LLCWells Fargo Clearing Services, LLC02-09-2009
Brendan Matthew ThorsonCetera Advisor Networks LLCMorgan Stanley & Co. LLC$2502-23-2009
Peter Michael MickelsonCetera Advisor Networks LLCMML Investors Services, LLC$1002-25-2009
Robert Lloyd FossCetera Advisor Networks LLCPrincipal Securities, Inc.$15002-27-2009
Lynnette Michelle McGill-KoehnCetera Advisor Networks LLCAmeriprise Financial Services, LLC$5003-06-2009
Charles William MolineCetera Advisor Networks LLCThe O.N. Equity Sales Company$50003-12-2009
Christopher Michael ForcadeCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2009
Eric Scott WillifordCetera Advisor Networks LLCTIAA-CREF Individual & Institutional Services, LLC03-24-2009
Roger William ByrdCetera Advisor Networks LLCCitigroup Global Markets Inc.04-24-2009
Robert John McHattieCetera Advisor Networks LLCAmeriprise Financial Services, LLC05-13-2009
Joshua David CanniffCetera Advisor Networks LLCAmeriprise Financial Services, LLC$50005-13-2009
Michael David PetersenCetera Advisor Networks LLCAmeriprise Financial Services, LLC05-15-2009
Kevin Dale SmithCetera Advisor Networks LLCUBS Financial Services Inc.$2506-01-2009
Christopher Jon ImmekerCetera Advisor Networks LLCMoney Concepts Capital Corp$15006-18-2009
Barbara Jean WilliamsCetera Advisor Networks LLCLPL Financial LLC$2506-22-2009
David Michael Robert ZackCetera Advisor Networks LLCNational Planning Corporation$5007-24-2009
Wesley Robert ReedCetera Advisor Networks LLCWells Fargo Clearing Services, LLC08-27-2009
David Odell BurnsCetera Advisor Networks LLCWoodbury Financial Services, Inc.09-02-2009
Geoffrey Dale KleinCetera Advisor Networks LLCAmeriprise Financial Services, LLC$15010-08-2009
Mauricio Jorge Melo SantosCetera Advisor Networks LLCSignator Investors, Inc.$10010-15-2009
Jose Antonio Lopez JrCetera Advisor Networks LLCWRP Investments, Inc.$5010-16-2009
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Showing 1 to 25 of 499 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.