Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
A. Dale SchaeferCetera Advisor Networks LLCMML Investors Services, LLC11-27-2013
Aaron Daniel LockeCetera Advisor Networks LLCAmeriprise Financial Services, Inc.05-13-2009
Aaron Henry ClasenCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Aaron Joshua CirksenaCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Adam E. TruittCetera Advisor Networks LLCLPL Financial LLC02-13-2017
Adam R. TauCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Adriana Barroso Bartholo CoxCetera Advisor Networks LLCTransamerica Financial Advisors, Inc07-09-2015
Akil Brosha DavisCetera Advisor Networks LLCPrincipal Securities, Inc.04-16-2015
Alan David LuttmanCetera Advisor Networks LLCBerthel, Fisher & Company Financial Services, Inc.$5010-10-2016
Alan David TandlerCetera Advisor Networks LLCWalnut Street Securities, Inc.$1009-03-2013
Alan Ernest SimpsonCetera Advisor Networks LLCGreat Nation Investment Corporation08-07-2017
Alan Littman KayeCetera Advisor Networks LLCNfp Advisor Services09-24-2014
Alan RussoCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Alan Wayne CohenCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2409-20-2019
Alan William WaidelichCetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
Albert James MinutolaCetera Advisor Networks LLCQuestar Capital Corporation12-20-2016
Alexander Allen PeetsCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Alexander James ButterfieldCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Alexander Marc MagerCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Alfred Lee DinglerCetera Advisor Networks LLCQuestar Capital Corporation$2502-12-2019
Alfred MillerCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Alfred V Biggio Jr.Cetera Advisor Networks LLCSignator Investors, Inc.10-31-2013
Alicia June ShowalterCetera Advisor Networks LLCInfinex Investments, Inc.01-31-2019
Alida Villien KirtleyCetera Advisor Networks LLCSummit Brokerage Services, Inc.$15009-20-2019
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
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Showing 1 to 25 of 1,061 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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