Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
A. Dale SchaeferCetera Advisor Networks LLCMML Investors Services, LLC11-27-2013
Aaron Henry ClasenCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Aaron M. SodenCetera Advisor Networks LLCNationwide Securities, LLC10-02-2019
Aaron N. PavaoCetera Advisor Networks LLCTransamerica Financial Advisors, Inc05-16-2017
Aaron Thomas ReedCetera Advisor Networks LLCQuestar Capital Corporation02-15-2019
Abby Renee MackCetera Advisor Networks LLCWells Fargo Clearing Services, LLC03-01-2018
Adam B. MayfieldCetera Advisor Networks LLCSunTrust Investment Services, Inc.04-30-2015
Adam E. TruittCetera Advisor Networks LLCLPL Financial LLC02-13-2017
Adam Gregory ProvanceCetera Advisor Networks LLCEdward Jones02-11-2011
Adriana Barroso Bartholo CoxCetera Advisor Networks LLCTransamerica Financial Advisors, Inc07-09-2015
Akil Brosha DavisCetera Advisor Networks LLCPrincipal Securities, Inc.04-16-2015
Alan David LuttmanCetera Advisor Networks LLCBerthel, Fisher & Company Financial Services, Inc.$5010-10-2016
Alan Ernest SimpsonCetera Advisor Networks LLCGreat Nation Investment Corporation08-07-2017
Alan Littman KayeCetera Advisor Networks LLCNfp Advisor Services09-24-2014
Albert James MinutolaCetera Advisor Networks LLCQuestar Asset Management, Inc.12-20-2016
Albert Monroe Campbell IIICetera Advisor Networks LLCWSA Affiliates, LLC08-01-2016
Alex James AbramsCetera Advisor Networks LLCJ.J.B. Hilliard, W.L. Lyons, LLC$1009-25-2013
Alexander Allen PeetsCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Alexander Douglas WhitehouseCetera Advisor Networks LLCJohn Hancock Distributors LLC01-02-2013
Alexander James FoxCetera Advisor Networks LLCScottrade, Inc.05-22-2017
Alexander Joseph BencivenneCetera Advisor Networks LLCCetera Advisor Networks LLC01-02-2018
Alexander Logan ReedCetera Advisor Networks LLCHornor, Townsend & Kent, LLC10-29-2018
Alexandra Ann SilicCetera Advisor Networks LLCDunham & Associates Investment Counsel, Inc.08-16-2018
Alexis Anthony CampestreCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Alfred David LauriceCetera Advisor Networks LLCQA3 Financial Corp.02-25-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.