Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Roscoe WadeCetera Advisor Networks LLCAmeriprise Financial Services, LLC04-20-2020
Jason Bennett TurnbullCetera Advisor Networks LLCRaymond James Financial Services, Inc.04-17-2020
Jeffrey Alan HoehnerCetera Advisor Networks LLCWBB Securities, LLC04-01-2020
Utkarsha BanerjeeCetera Advisor Networks LLCPFS Investments Inc.03-30-2020
Kevin Dean HemmeCetera Advisor Networks LLCLPL Financial LLC03-20-2020
Kimberly CooperCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.03-20-2020
James Robert GrenoCetera Advisor Networks LLCRaymond James Financial Services, Inc.03-06-2020
Matthew Jed RavdinCetera Advisor Networks LLCPark Avenue Securities LLC03-05-2020
John Leonard VanderburghCetera Advisor Networks LLCAvantax Investment Services, Inc.03-03-2020
Michael R. CartolanoCetera Advisor Networks LLCLPL Financial LLC03-02-2020
David Angelo Tafuto IICetera Advisor Networks LLCSA Stone Wealth Management Inc.02-28-2020
Matthew Charles HinzCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC02-27-2020
Thaddeus J. McVayCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC02-27-2020
Cameron Alan WeyerCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC02-25-2020
Jeff David BachelderCetera Advisor Networks LLCAXA Advisors, LLC02-20-2020
Robert Charles BeverothCetera Advisor Networks LLCPruco Securities, LLC.02-12-2020
Barry Lynn MaluchnikCetera Advisor Networks LLCNationwide Securities, LLC02-11-2020
Nicole Michelle FinamoreCetera Advisor Networks LLCTFS Securities, Inc.01-29-2020
William Gerald Kays Jr.Cetera Advisor Networks LLCNationwide Securities, LLC01-09-2020
Daniel HeatonCetera Advisor Networks LLCFarmers Financial Solutions, LLC01-06-2020
Marshall Ray WilliamsCetera Advisor Networks LLCNationwide Securities, LLC01-03-2020
Dennis Carlyle FrankCetera Advisor Networks LLCNationwide Securities, LLC01-03-2020
Neil M OrzeckCetera Advisor Networks LLCAmeriprise Financial Services, LLC12-24-2019
Wheeler PulliamCetera Advisor Networks LLCEdward Jones12-20-2019
Michael Perry SaundersCetera Advisor Networks LLCAmeriprise Financial Services, LLC12-19-2019
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Showing 1 to 25 of 850 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.