Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
A. Gib McEachran, John W. HardyCetera Advisor Networks LLCLPL Financial LLC $27011-29-2019
Adam E. TruittCetera Advisor Networks LLCLPL Financial LLC$50002-13-2017
Alexis Anthony CampestreCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Andrew William BarnickCetera Advisor Networks LLCLPL Financial LLC$10006-06-2019
Ann Cheryl FrigonCetera Advisor Networks LLCLPL Financial LLC$10008-28-2017
Austin James DeleryCetera Advisor Networks LLCLPL Financial LLC03-19-2019
Barbara Jean WilliamsCetera Advisor Networks LLCLPL Financial LLC$10006-22-2009
Beverly Anne BaileyCetera Advisor Networks LLCLPL Financial LLC10-20-2014
Bradley Jay BergdahlCetera Advisor Networks LLCLPL Financial LLC$50009-24-2018
Breanne Lynn VugteveenCetera Advisor Networks LLCLPL Financial LLC04-09-2018
Brennen Jon BergdahlCetera Advisor Networks LLCLPL Financial LLC09-24-2018
Brian Moran ChapmanCetera Advisor Networks LLCLPL Financial LLC05-02-2016
Brian Nikolas AamlidCetera Advisor Networks LLCLPL Financial LLC03-19-2018
Candice S ChanCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Casey John FrankenCetera Advisor Networks LLCLPL Financial LLC03-19-2018
Catherine Anne WestCetera Advisor Networks LLCLPL Financial LLC$50006-27-2017
Chad M. FochtCetera Advisor Networks LLCLPL Financial LLC$25003-19-2018
Cheri Dianne AdairCetera Advisor Networks LLCLPL Financial LLC09-27-2011
Christopher George NicholsCetera Advisor Networks LLCLPL Financial LLC$10001-17-2017
Clark W. GainesCetera Advisor Networks LLCLPL Financial LLC11-06-2014
Clifford John YorkCetera Advisor Networks LLCLPL Financial LLC$36001-17-2017
Dalton Robert GarrisonCetera Advisor Networks LLCLPL Financial LLC12-13-2019
Dana Marie MikstayCetera Advisor Networks LLCLPL Financial LLC$25007-12-2017
David Franklin DoddsCetera Advisor Networks LLCLPL Financial LLC$10006-21-2013
Dean Nolan BertschCetera Advisor Networks LLCLPL Financial LLC$25003-19-2018
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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