Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Nicholas PavaoCetera Advisor Networks LLCTransamerica Financial Advisors, Inc05-16-2017
Adriana Barroso Bartholo CoxCetera Advisor Networks LLCTransamerica Financial Advisors, Inc07-09-2015
Alexandra Ann SilicCetera Advisor Networks LLCDunham & Associates Investment Counsel, Inc.08-16-2018
Alfred David LauriceCetera Advisor Networks LLCQA3 Financial Corp.$50002-25-2011
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
Anand Mangesh SavurCetera Advisor Networks LLCProEquities, Inc.$10001-02-2015
Astrid Jacobson PryorCetera Advisor Networks LLCSecurities America, Inc.$50007-19-2017
Benaiah James BurnichCetera Advisor Networks LLCNfp Advisor Services$50011-12-2010
Bradley Tadao KajiwaraCetera Advisor Networks LLCEdward Jones09-25-2018
Brian Glenn BishopCetera Advisor Networks LLCNew England Securities$50009-03-2013
Brooke Courtney GoldsteinCetera Advisor Networks LLCOppenheimer & Co. Inc.06-07-2019
Callen Wayne BryanCetera Advisor Networks LLCFounders Financial Alliance, LLC$15001-08-2016
Candice S ChanCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Chikako KashinoCetera Advisor Networks LLCCapital Guardian, LLC$10001-22-2015
Christian Thains RizziCetera Advisor Networks LLCEdward Jones$10012-05-2011
Daniel Alexander FloresCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC08-16-2016
Daniel James QuirkCetera Advisor Networks LLCQuirk Wealth Advisors$10002-05-2013
Daniel MehanCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2012
Daniel Peter LarsenCetera Advisor Networks LLCThrivent Investment Management Inc.01-02-2015
David Carl NeilsenCetera Advisor Networks LLCRaymond James Financial Services, Inc.$10009-30-2019
David Earl NeateCetera Advisor Networks LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-21-2011
David Kirk LightnerCetera Advisor Networks LLCProEquities, Inc.01-02-2015
David Matthew AllenCetera Advisor Networks LLCAccuvest Global Advisors06-27-2016
David Matthew DietrichCetera Advisor Networks LLCUBS Financial Services Inc.$10006-23-2016
David Todd GreenCetera Advisor Networks LLCEdward Jones05-21-2012
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Showing 1 to 25 of 121 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.