Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emily Grace DearbornCetera Advisor Networks LLCForesters Financial Services, Inc.10-21-2019
Scott Ryan GordonCetera Advisor Networks LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-23-2019
Tyrone L. ChowCetera Advisor Networks LLCAmeriprise Financial Services, Inc.07-31-2019
Michelle Sule StewartCetera Advisor Networks LLCOppenheimer & Co. Inc.06-24-2019
Brooke Courtney GoldsteinCetera Advisor Networks LLCOppenheimer & Co. Inc.06-07-2019
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
Eric Joseph LeiderCetera Advisor Networks LLCThe Financial Team, Inc.03-11-2019
John Francis Harty IIICetera Advisor Networks LLCLPL Financial LLC02-07-2019
Etsuji Edward OizumiCetera Advisor Networks LLCHBW Advisory Services LLC11-09-2018
Richard Dennis WeeksCetera Advisor Networks LLCIndependent Financial Group, LLC11-01-2018
Mark J. TaylorCetera Advisor Networks LLCAmeriprise Financial Services, Inc.11-01-2018
Bradley Tadao KajiwaraCetera Advisor Networks LLCEdward Jones09-25-2018
Alexandra Ann SilicCetera Advisor Networks LLCDunham & Associates Investment Counsel, Inc.08-16-2018
Jesse David WagnerCetera Advisor Networks LLCSII Investments, Inc.03-27-2018
Gregory Alan CorrieCetera Advisor Networks LLCINVEST Financial Corporation11-17-2017
Quincy HallCetera Advisor Networks LLCMML Investors Services, LLC08-14-2017
Kyle William ChapmanCetera Advisor Networks LLCLarson Financial Securities, LLC08-09-2017
Aaron Nicholas PavaoCetera Advisor Networks LLCTransamerica Financial Advisors, Inc05-16-2017
Zachary James WeirichCetera Advisor Networks LLCEdward Jones03-21-2017
Nancy Elizabeth Lewis-HeliotesCetera Advisor Networks LLCCWM, LLC01-17-2017
Jodi Lynn JohnsonCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Candice S ChanCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Daniel Alexander FloresCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC08-16-2016
David Matthew AllenCetera Advisor Networks LLCAccuvest Global Advisors06-27-2016
Holly Clayton HancockCetera Advisor Networks LLCTransamerica Financial Advisors, Inc02-23-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.