Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Carl DavisCetera Advisor Networks LLCTD Ameritrade, Inc.$11010-17-2019
James Francis WiaduckCetera Advisor Networks LLCJanus Henderson Distributors$10006-06-2019
ANTHONY EARL PORTER MRCetera Advisor Networks LLCInfinex Investments, Inc.$10005-31-2019
Amy J. Townsend-VanderpoolCetera Advisor Networks LLCThe Huntington Investment Company03-01-2019
Kenneth Michael SkrentCetera Advisor Networks LLCGLP Investment Services, LLC02-27-2019
William Hal BoumaCetera Advisor Networks LLCCUSO Financial Services, L.P.06-22-2018
Steven Duane SochaCetera Advisor Networks LLCLPL Financial LLC$25006-18-2018
Scott Alan KanaiCetera Advisor Networks LLCLPL Financial LLC$50004-09-2018
Deborah Lynn DalmanCetera Advisor Networks LLCLPL Financial LLC04-09-2018
Breanne Lynn VugteveenCetera Advisor Networks LLCLPL Financial LLC04-09-2018
John Arthur OsterbaanCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Evan Michael ToporCetera Advisor Networks LLCLPL Financial LLC01-17-2017
TRACY NEAL ADAMSCetera Advisor Networks LLCInvestacorp, Inc.$10011-04-2016
Timothy Richard FliamCetera Advisor Networks LLCMML Investors Services, LLC08-23-2016
Drew A. GoodrichCetera Advisor Networks LLCPNC Investments09-28-2015
Terry J FrenchCetera Advisor Networks LLCEdward Jones04-07-2015
Joseph Kenyon OrolimCetera Advisor Networks LLCPruco Securities, LLC.02-27-2015
Robert Abb HardmanCetera Advisor Networks LLCLincoln Investment09-03-2013
Michael Stanley Mccauley Jr.Cetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2011
James Michael KoczaraCetera Advisor Networks LLCCUNA Brokerage Services, Inc.$50007-20-2011
Wendi Pamela Lee DiaconoCetera Advisor Networks LLCLPL Financial LLC$10007-18-2011
Robert Anthony FinniganCetera Advisor Networks LLCRaymond James Financial Services, Inc.$25002-04-2010

Showing 1 to 22 of 22 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.