Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Andrew DunwoodyCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Brian Lee ClappCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Duane T. GarthCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Jerome Joseph RepovzCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Kenneth Cassius ButterfieldCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Kimberly Joanne Crichton EndersCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Lindsey Lee ChrystanCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Fred William KoblerCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Gary Benjamin PennCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
James Francis WiaduckCetera Advisor Networks LLCJanus Distributors LLC06-06-2019
Anthony Earl PorterCetera Advisor Networks LLCInfinex Investments, Inc.05-31-2019
Amy J. Townsend-VanderpoolCetera Advisor Networks LLCThe Huntington Investment Company03-01-2019
Bryan Charles BradfordCetera Advisor Networks LLCVoya Financial Advisors, Inc.09-19-2018
William Hal BoumaCetera Advisor Networks LLCCUSO Financial Services, L.P.06-22-2018
Michael Jay MartindaleCetera Advisor Networks LLCHBW Securities LLC06-26-2017
John Arthur OsterbaanCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Evan Michael ToporCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Drew A. GoodrichCetera Advisor Networks LLCPNC Investments09-28-2015
Dean Charles KaiserCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
James Michael KoczaraCetera Advisor Networks LLCCUNA Brokerage Services, Inc.07-20-2011
Larry Eugene FolmarCetera Advisor Networks LLCSummit Brokerage Services, Inc.$1009-20-2019
Daniel Mccleer DraperCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Robert Anthony FinniganCetera Advisor Networks LLCRaymond James Financial Services, Inc.$2502-04-2010
Kenneth Lynial WalkerCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Alexander James ButterfieldCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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