Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Thomas GrossCetera Advisor Networks LLCCapital Financial Services, Inc.$1006-14-2019
Andrew William BarnickCetera Advisor Networks LLCLPL Financial LLC$10006-06-2019
David Steven KrasnoffCetera Advisor Networks LLCQuestar Capital Corporation01-22-2019
Douglas Dale CozadCetera Advisor Networks LLCCambridge Investment Research Advisors, Inc.$5001-10-2019
Edward Harry WarnCetera Advisor Networks LLCHD Vest Investment Services$109-20-2018
Thomas Eugene OlesonCetera Advisor Networks LLCMML Investors Services, LLC$2209-13-2018
Billie Jo Van LithCetera Advisor Networks LLCHD Vest Investment Services$2505-30-2018
Thomas Gregory PaulbeckCetera Advisor Networks LLCAllianz Life Financial Services, LLC10-13-2017
Tyler John BruggemanCetera Advisor Networks LLCSecurian Financial Services, Inc.10-13-2017
John Stephen SchwalbachCetera Advisor Networks LLCINVESTMENT CENTERS OF AMERICA, INC.09-18-2017
Michael Nathan LauerCetera Advisor Networks LLCCambridge Investment Research, Inc.$10007-03-2017
Walter Roy BomgrenCetera Advisor Networks LLCMorgan Stanley04-12-2017
Joseph Paul TauerCetera Advisor Networks LLCInvestment Centers of America, Inc.01-12-2017
Brian Lee ThorkelsonCetera Advisor Networks LLCTriad Hybrid Solutions, LLC11-11-2016
Alan David LuttmanCetera Advisor Networks LLCBerthel, Fisher & Company Financial Services, Inc.$5010-10-2016
Michael Patrick BraddyCetera Advisor Networks LLCBerthel, Fisher & Company Financial Services, Inc.$2510-10-2016
Jessica Lynn FiliaggiCetera Advisor Networks LLCDST Market Services, LLC05-16-2016
David Lynn HartmannCetera Advisor Networks LLCNational Planning Corporation04-11-2016
James Paul Benson IICetera Advisor Networks LLCNational Planning Corporation$25003-28-2016
Eric Simon KallalCetera Advisor Networks LLCKalos Capital, Inc.03-07-2016
Bradley J PalmersheimCetera Advisor Networks LLCInvestment Centers of America, Inc.04-10-2015
Zachary Randol TabattCetera Advisor Networks LLCAmeriprise Financial Services, Inc.03-25-2015
Susan Lavon WeloCetera Advisor Networks LLCSecurities America, Inc.02-04-2015
Joan Maastricht GillesCetera Advisor Networks LLCAmeriprise Financial Services, Inc.01-30-2015
Christopher J HaslingCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC09-11-2014
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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