Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Michael JohnsonCetera Advisor Networks LLCAIG Capital Services, Inc.02-26-2018
Thomas Gregory PaulbeckCetera Advisor Networks LLCAllianz Life Financial Services, LLC10-13-2017
Joan Maastricht GillesCetera Advisor Networks LLCAmeriprise Financial Services, Inc.01-30-2015
Geoffrey Dale KleinCetera Advisor Networks LLCAmeriprise Financial Services, Inc.10-08-2009
Brady William SchmidtCetera Advisor Networks LLCAmeriprise Financial Services, Inc.10-08-2009
Michael David PetersenCetera Advisor Networks LLCAmeriprise Financial Services, Inc.05-15-2009
Aaron Daniel LockeCetera Advisor Networks LLCAmeriprise Financial Services, Inc.05-13-2009
Robert John McHattieCetera Advisor Networks LLCAmeriprise Financial Services, Inc.05-13-2009
Joshua David CanniffCetera Advisor Networks LLCAmeriprise Financial Services, Inc.05-13-2009
Alan David LuttmanCetera Advisor Networks LLCBerthel, Fisher & Company Financial Services, Inc.$5010-10-2016
Michael Patrick BraddyCetera Advisor Networks LLCBerthel, Fisher & Company Financial Services, Inc.$2510-10-2016
Kenneth Marvin Solem Jr.Cetera Advisor Networks LLCBerthel, Fisher & Company Financial Services, Inc.10-10-2016
Douglas Dale CozadCetera Advisor Networks LLCCambridge Investment Research, Inc.$5001-10-2019
Michael Nathan LauerCetera Advisor Networks LLCCambridge Investment Research, Inc.07-03-2017
Scott Thomas GrossCetera Advisor Networks LLCCapital Financial Services, Inc.$1006-14-2019
Joshua KampbellCetera Advisor Networks LLCGirard Securities, Inc.$5011-01-2017
Edward Harry WarnCetera Advisor Networks LLCHD Vest Investment Services09-20-2018
Bradley J. PalmersheimCetera Advisor Networks LLCInvestment Centers of America, Inc.04-10-2015
Eric S. KallalCetera Advisor Networks LLCKalos Capital, Inc.03-07-2016
Andrew William BarnickCetera Advisor Networks LLCLPL Financial LLC$10006-06-2019
Michael Richard SchwartzCetera Advisor Networks LLCLPL Financial LLC05-20-2019
Richard Mark O'ConnorCetera Advisor Networks LLCM&I Financial Advisors, Inc.02-23-2010
Sandra Renee KadisakCetera Advisor Networks LLCMetLife Securities Inc.12-19-2013
Thomas Eugene OlesonCetera Advisor Networks LLCMML Investors Services, LLC$2209-13-2018
Walter Roy BomgrenCetera Advisor Networks LLCMorgan Stanley04-12-2017
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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