Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary R. TabattCetera Advisor Networks LLCAmeriprise Financial Services, LLC03-25-2015
Zachary HollowayCetera Advisor Networks LLCEdward Jones03-12-2018
Walter Roy BomgrenCetera Advisor Networks LLCMorgan Stanley04-12-2017
Wade Adam KolanderCetera Advisor Networks LLCVALIC Financial Advisors, Inc.$1008-21-2012
Tyler K. TorgersonCetera Advisor Networks LLCAmeriprise Financial Services, LLC09-22-2014
Tyler John BruggemanCetera Advisor Networks LLCSecurian Financial Services, Inc.10-13-2017
Troy Dale WinegarnerCetera Advisor Networks LLCMorgan Stanley$10009-10-2014
Todd Joseph KelzenbergCetera Advisor Networks LLCAmeriprise Financial Services, LLC$15003-18-2009
Thomas Gregory PaulbeckCetera Advisor Networks LLCAllianz Life Financial Services, LLC10-13-2017
Thomas Eugene OlesonCetera Advisor Networks LLCMML Investors Services, LLC$2209-13-2018
Thomas Blair JohnstonCetera Advisor Networks LLCThrivent Investment Management Inc.08-19-2013
Susan Lavon WeloCetera Advisor Networks LLCSecurities America, Inc.$1002-04-2015
Steven Scott HaagensonCetera Advisor Networks LLCCambridge Investment Research, Inc.$2501-10-2019
Shawn Phillip WalshCetera Advisor Networks LLCMML Investors Services, LLC08-16-2018
Sean Patrick BarrettCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC09-28-2018
Scott Thomas GrossCetera Advisor Networks LLCCapital Financial Services, Inc.$1006-14-2019
Sandra Renee KadisakCetera Advisor Networks LLCMetLife Securities Inc.12-19-2013
Robert Matthew QuinlanCetera Advisor Networks LLCSagePoint Financial, Inc.11-01-2019
Robert Lloyd FossCetera Advisor Networks LLCPrincipal Securities, Inc.$5002-27-2009
Robert Joseph FelixCetera Advisor Networks LLCTD Ameritrade, Inc.08-17-2018
Robert John McHattieCetera Advisor Networks LLCAmeriprise Financial Services, LLC05-13-2009
Robert Charles BeverothCetera Advisor Networks LLCPruco Securities, LLC.02-12-2020
Richard Mark O'ConnorCetera Advisor Networks LLCM&I Financial Advisors, Inc.02-23-2010
Quang T TranCetera Advisor Networks LLCEdward Jones02-06-2013
Peter Alan SorensenCetera Advisor Networks LLCSagePoint Financial, Inc.11-01-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.