Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Miles Lane JamesCetera Advisor Networks LLCRaymond James Financial Services, Inc.$2505-20-2019
Jacqueline Dea HeaterCetera Advisor Networks LLCStifel, Nicolaus & Company, Incorporated$15010-26-2018
Nicholas John GertsemaCetera Advisor Networks LLCStifel, Nicolaus & Company, Incorporated10-26-2018
Thomas John HaroldCetera Advisor Networks LLCWoodbury Financial Services, Inc.08-31-2018
Keith Andrew AdamsCetera Advisor Networks LLCCetera Advisor Networks LLC$10001-10-2018
Walter Carl RoddyCetera Advisor Networks LLCMML Investors Services, LLC11-16-2017
Frederick Allan Schwarb Jr.Cetera Advisor Networks LLCCFD Investments, Inc.09-19-2017
Stephen P MayerCetera Advisor Networks LLCLPL Financial LLC08-23-2017
David Charles IrwinCetera Advisor Networks LLCThe Oak Ridge Financial Services Group, Inc.$14008-15-2017
Jason R. ConoverCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Joseph William LeuchtmannCetera Advisor Networks LLCLPL Financial LLC$1006-16-2017
Gregory Robin HoffmanCetera Advisor Networks LLCLPL Financial LLC$5004-24-2017
Craig William MarkhamCetera Advisor Networks LLCNew England Securities$12509-03-2013

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.