Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Alexander WightCetera Advisor Networks LLCNationwide Securities, LLC10-15-2019
Kevin Hugh O'BrienCetera Advisor Networks LLCPark Avenue Securities LLC$15007-24-2019
Edward Gerard MccarthyCetera Advisor Networks LLCMML Investors Services, LLC07-23-2019
Robert Michael EdelsonCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50005-20-2019
John Edward CrowleyCetera Advisor Networks LLCTFS Securities, Inc.$10012-04-2018
Tunde NagyCetera Advisor Networks LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-30-2018
Chad Michael RishelCetera Advisor Networks LLCTIAA-CREF Individual & Institutional Services, LLC08-10-2018
Robert Charles Shutte Jr.Cetera Advisor Networks LLCLPL Financial LLC$25006-25-2018
Anthony Charles AndersonCetera Advisor Networks LLCQuestar Capital Corporation$10010-03-2017
Eric ReizisCetera Advisor Networks LLCOppenheimer & Co. Inc.03-10-2017
Richard Lyden Tighe Jr.Cetera Advisor Networks LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-28-2017
Frank Philip Graham IIICetera Advisor Networks LLCAvantax Investment Services, Inc.06-07-2016
Scott Alexander WightCetera Advisor Networks LLCNationwide Securities, LLC03-23-2015
Alfred V Biggio Jr.Cetera Advisor Networks LLCSignator Investors, Inc.10-31-2013
Edward Michael KelleherCetera Advisor Networks LLCNew England Securities$25009-03-2013
Scott A. WightCetera Advisor Networks LLCMasland & Barrick Advisory, Inc$50009-03-2013
Robert Drew DicerboCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-26-2012
Joseph Robert OleskeCetera Advisor Networks LLCPhd Capital$10008-09-2012
Cynthia C. BrancaCetera Advisor Networks LLCSecurities America, Inc.$50009-28-2010

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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