Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stanley Ira CooperCetera Advisor Networks LLCSummit Brokerage Services, Inc.$10009-20-2019
Waltraud GrandeCetera Advisor Networks LLCSummit Brokerage Services, Inc.$10009-20-2019
John Gregory BeckettCetera Advisor Networks LLCSummit Brokerage Services, Inc.$15009-20-2019
Walter Zabud FletcherCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Kenneth Jay SchnollCetera Advisor Networks LLCSummit Brokerage Services, Inc.$1909-20-2019
Daniel Jude KieferCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Dean Robert NovinCetera Advisor Networks LLCSummit Brokerage Services, Inc.$15009-20-2019
Scott Robert McGimpseyCetera Advisor Networks LLCSummit Brokerage Services, Inc.$1009-20-2019
John Scott GrandeCetera Advisor Networks LLCSummit Brokerage Services, Inc.$10009-20-2019
Hitesh M. PatelCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Karen Sue FeolaCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Alan Wayne CohenCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2409-20-2019
Miguel Mendes CoelhoCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
John Thomas HudsonCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Robert Michael EdelsonCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-20-2019
May Montag-McMurrayCetera Advisor Networks LLCNorth Ridge Securities Corp.$1002-01-2019
Karlton Lewis DerrickCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
John Edward CrowleyCetera Advisor Networks LLCTFS Securities, Inc.$1012-04-2018
Chad Michael RishelCetera Advisor Networks LLCTIAA-CREF Individual & Institutional Services, LLC08-10-2018
Robert Charles Shutte Jr.Cetera Advisor Networks LLCLPL Financial LLC$2506-25-2018
Anthony Charles AndersonCetera Advisor Networks LLCQuestar Capital Corporation10-03-2017
Eric ReizisCetera Advisor Networks LLCOppenheimer & Co. Inc.03-10-2017
Frank Philip Graham IIICetera Advisor Networks LLCHD Vest Investment Services06-07-2016
Alfred V Biggio Jr.Cetera Advisor Networks LLCSignator Investors, Inc.10-31-2013
Scott A. WightCetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
Next Page »

Showing 1 to 25 of 42 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.