Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Jude KieferCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Karen Sue FeolaCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Miguel Mendes CoelhoCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
John Thomas HudsonCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Karlton Lewis DerrickCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Chad Michael RishelCetera Advisor Networks LLCTIAA-CREF Individual & Institutional Services, LLC08-10-2018
Anthony Charles AndersonCetera Advisor Networks LLCQuestar Capital Corporation10-03-2017
Eric ReizisCetera Advisor Networks LLCOppenheimer & Co. Inc.03-10-2017
Frank Philip Graham IIICetera Advisor Networks LLCHD Vest Investment Services06-07-2016
Alfred V Biggio Jr.Cetera Advisor Networks LLCSignator Investors, Inc.10-31-2013
Christopher Donald SmithCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Alexander Marc MagerCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Reiko HiroseCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Michael Allan TashCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Antonio SierraCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Vita Nancy AmadeoCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Martin Christopher SinclairCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Robert Drew DicerboCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2012
Cynthia C. BrancaCetera Advisor Networks LLCSecurities America, Inc.09-28-2010
Scott Robert McGimpseyCetera Advisor Networks LLCSummit Brokerage Services, Inc.$1009-20-2019
May Montag-McMurrayCetera Advisor Networks LLCNorth Ridge Securities Corp.$1002-01-2019
John Edward CrowleyCetera Advisor Networks LLCTFS Securities, Inc.$1012-04-2018
George Dewey Eggers IIICetera Advisor Networks LLCWalnut Street Securities, Inc.$1009-03-2013
Joseph Anthony CurcioCetera Advisor Networks LLCTower Square Securities, Inc.$1009-03-2013
William John WindramCetera Advisor Networks LLCTower Square Securities, Inc.$1009-03-2013
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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