Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth David SilvermanCetera Advisor Networks LLCUBS Financial Services Inc.11-05-2019
Michael Wayne SchwartzCetera Advisor Networks LLCRoyal Alliance Associates, Inc.$5010-28-2019
Larry Jay SchwartzCetera Advisor Networks LLCRoyal Alliance Associates, Inc.$15010-28-2019
Duncan Fee BrooksCetera Advisor Networks LLCInnovation Partners LLC09-23-2019
Robert Alan WeinsteinCetera Advisor Networks LLCSummit Brokerage Services, Inc.$1009-20-2019
John Jay BarnesCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Michael David MathiasCetera Advisor Networks LLCSummit Brokerage Services, Inc.$10009-20-2019
Robert Edward MathiasCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Richard Aaron HuppertCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Winston Wook ChungCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Dave B RaoCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Daniel Christian KelleyCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Jonathan M. ValerieCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Stefan KaplanCetera Advisor Networks LLCNorth Ridge Securities Corp.$22402-01-2019
Edward Douglas HuttickCetera Advisor Networks LLCNorth Ridge Securities Corp.$17002-01-2019
Ivanhoe Vincent FfriendCetera Advisor Networks LLCNorth Ridge Securities Corp.$15002-01-2019
Peter Michael Alcarese Sr.Cetera Advisor Networks LLCNorth Ridge Securities Corp.$5002-01-2019
Joseph Michael VerdiCetera Advisor Networks LLCNorth Ridge Securities Corp.$2502-01-2019
Stephen Jack BirbigliaCetera Advisor Networks LLCNorth Ridge Securities Corp.$2502-01-2019
Stephen DursoCetera Advisor Networks LLCNorth Ridge Securities Corp.$2502-01-2019
Howard GendenCetera Advisor Networks LLCNorth Ridge Securities Corp.$2502-01-2019
Carl Mathew PalatnikCetera Advisor Networks LLCNorth Ridge Securities Corp.$1002-01-2019
Boswell Winston BentCetera Advisor Networks LLCNorth Ridge Securities Corp.$1002-01-2019
Edward Joseph MocklerCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Robert Francis GiacopinoCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
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Showing 1 to 25 of 140 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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