Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dean KaltsasCetera Advisor Networks LLCTower Square Securities, Inc.09-01-2013
John Arthur Cunningham Jr.Cetera Advisor Networks LLCVicus Capital, Inc.$20009-03-2013
Robert Walker HeagneyCetera Advisor Networks LLCHarvest Capital LLC$50011-11-2013
A. Dale SchaeferCetera Advisor Networks LLCMML Investors Services, LLC11-27-2013
Neil SolinaCetera Advisor Networks LLCMetLife Securities Inc.$14012-16-2013
Daniel Louis SchmidtCetera Advisor Networks LLCCadaret, Grant & Co., Inc.$50003-28-2014
Kathryn H VunicCetera Advisor Networks LLCHornor, Townsend & Kent, LLC$10002-11-2015
Susan Lynn GeorgeCetera Advisor Networks LLCMetLife Securities Inc.$10003-31-2015
Bradley Raymond KonopaskeCetera Advisor Networks LLCAdvisorNet Wealth Management$10012-01-2015
Laura FedorCetera Advisor Networks LLCAdvisorNet Wealth Management12-01-2015
Michael H WestCetera Advisor Networks LLCMorgan Stanley$50005-02-2016
Catherine Anne WestCetera Advisor Networks LLCLPL Financial LLC$50006-27-2017
Thomas Zachary AstaCetera Advisor Networks LLCSignature Securities$50001-23-2018
Louis Matthew LevyCetera Advisor Networks LLCNorth Ridge Securities Corp.01-11-2019
Sandra Jean GrinspanCetera Advisor Networks LLCNorth Ridge Securities Corp.$50001-22-2019
Marc Andrew SteinCetera Advisor Networks LLCNorth Ridge Securities Corp.$50001-22-2019
Randy Mark BreidbartCetera Advisor Networks LLCNorth Ridge Securities Corp.01-22-2019
Howard GendenCetera Advisor Networks LLCNorth Ridge Securities Corp.$25002-01-2019
Joseph Hiram Clinard Jr.Cetera Advisor Networks LLCNorth Ridge Securities Corp.$50002-01-2019
Justin Hewlett SkidmoreCetera Advisor Networks LLCRNR Securities, L.L.C.04-02-2019
Duncan Fee BrooksCetera Advisor Networks LLCInnovation Partners LLC09-23-2019
Andrew Austin SirvisCetera Advisor Networks LLCNational Securities Corporation$15010-21-2019
Brian Michael ThorntonCetera Advisor Networks LLCNational Securities Corporation$25010-21-2019
Larry Jay SchwartzCetera Advisor Networks LLCRoyal Alliance Associates, Inc.$15010-28-2019
Michael Wayne SchwartzCetera Advisor Networks LLCRoyal Alliance Associates, Inc.$50010-28-2019
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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