Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alicia June ShowalterCetera Advisor Networks LLCInfinex Investments, Inc.$101-31-2019
Douglas Robert BraunsdorfCetera Advisor Networks LLCNavy Federal Brokerage Services, LLC$5012-13-2018
Charles Edward Schlegel IVCetera Advisor Networks LLCKestra Investment Services, LLC11-09-2018
Jane Louise LordemanCetera Advisor Networks LLCAllegheny Investments, Ltd.$5006-15-2018
Fonda Erin MarkleyCetera Advisor Networks LLCWells Fargo Advisors Financial Network, LLC$109-22-2017
Adam Eliot TruittCetera Advisor Networks LLCLPL Financial LLC$5002-13-2017
Denise Marie McgeeCetera Advisor Networks LLCAXIO Financial LLC$1001-31-2017
Neal Anthony McgrathCetera Advisor Networks LLCLPL Financial LLC$15001-17-2017
Christopher Alan ZeidersCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$2512-09-2016
Michael Jon BrittainCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$5012-09-2016
Ronald Patrick LeuschenCetera Advisor Networks LLCAmeriprise Financial Services, Inc.12-09-2016
Robert Carl Orbin Jr.Cetera Advisor Networks LLCAllstate Financial Services, LLC$2708-19-2016
John Charles DuffeyCetera Advisor Networks LLCEdward Jones06-21-2016
Jeremy J PattenCetera Advisor Networks LLCPruco Securities, LLC.05-06-2016
Michael J. KernCetera Advisor Networks LLCPNC Investments05-04-2016
Paul Craig FeldmanCetera Advisor Networks LLCFifth Third Securities, Inc.$1001-29-2016
Daniel Robert WendtCetera Advisor Networks LLCBB&T Investment Services, Inc.12-01-2015
Kenneth Alfred HeritageCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$5011-02-2015
Kim Thornton SchooleyCetera Advisor Networks LLCHorace Mann Investors, Inc.08-12-2015
Matthew Nicholas VrankovichCetera Advisor Networks LLCLincoln Investment07-31-2015
Trisha Rena Koch-AllenCetera Advisor Networks LLCM&T Securities, Inc.07-08-2015
Jeffrey T GueCetera Advisor Networks LLCKestra Investment Services, LLC06-18-2015
Angela CurranCetera Advisor Networks LLCInfinex Investments, Inc.06-12-2015
Ronald Joseph BalogCetera Advisor Networks LLCMorgan Stanley$5006-12-2015
David Aaron RockwellCetera Advisor Networks LLCSunTrust Investment Services, Inc.06-01-2015
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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